Hedge Fund Database

MAROTTA WEALTH MANAGEMENT, INC.

MAROTTA ASSET MANAGEMENT, INC. Legal Name

Adviser information for MAROTTA WEALTH MANAGEMENT, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,844 $563.9M
Non-Discretionary 143 $27.3M
Total 1,987 $591.2M

Clients

Type Number RAUM
Individuals 189 $63.6M
HNW Individuals 169 $507.9M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 10 $18.6M
Charitable organizations <5 $1.1M
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-62848
SEC ERA File Number 801-62848
SEC CIK Numbers 1802091
SEC CRD Numbers 115645
Legal Entity Identifier None

Principal Office

1000 EDNAM CENTER
SUITE 200
CHARLOTTESVILLE
VA
United States
Monday - Friday, 9AM-4PM
Tel: 434-244-0000, Fax: 866-225-4205

Websites

www.emarotta.com www.facebook.com/marottaonmoney/ twitter.com/marottaonmoney www.linkedin.com/company/2374166/ www.youtube.com/@marottaonmoney www.marottaonmoney.com/ www.pinterest.com/marottaonmoney/

Chief Compliance Officer

DAVID JOHN MAROTTA
CEO, CCO
1000 EDNAM CENTER
SUITE 200
CHARLOTTESVILLE
VA
United States
Tel: 434-244-0000
Fax: 866-225-4205
(Full email address available in API data)

Regulatory Contact

DAVID JOHN MAROTTA
PRESIDENT
1000 EDNAM CENTER
SUITE 200
CHARLOTTESVILLE
VA
United States
Tel: 434-244-0000
Fax: 866-225-4205
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAROTTA, DAVID, JOHN Individual – PRESIDENT/CHIEF COMPLIANCE OFFICER 07/2000 > 75%
Russell, Megan, Marotta Individual – VICE PRESIDENT, COO 12/2020 < 5%

No. Employees, Historic

2010020202021202220232024202514 on 3/23/202014 on 6/15/202016 on 3/24/202116 on 7/16/202116 on 8/23/202116 on 10/26/202116 on 3/18/202216 on 3/21/202216 on 8/25/202217 on 3/28/202317 on 5/26/202317 on 5/30/202318 on 3/12/2024

RAUM, Historic

600M300M0202020212022202320242025442623278 on 3/23/2020442623278 on 6/15/2020470739847 on 3/24/2021470739847 on 7/16/2021470739847 on 8/23/2021470739847 on 10/26/2021569583576 on 3/18/2022569583576 on 3/21/2022569583576 on 8/25/2022524764296 on 3/28/2023524764296 on 5/26/2023524764296 on 5/30/2023591213683 on 3/12/2024

No. Clients, Historic

5002500202020212022202320242025299 on 3/23/2020299 on 6/15/2020358 on 3/24/2021358 on 7/16/2021358 on 8/23/2021358 on 10/26/2021407 on 3/18/2022407 on 3/21/2022407 on 8/25/2022363 on 3/28/2023363 on 5/26/2023363 on 5/30/2023370 on 3/12/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALCON INC COM 758K 9K –
ACCENTURE PLC CL A COM 749K 2K –
WELLS FARGO CO COM 2M 35K –
VISA INC COM 667K 3K –
VANGUARD TOTAL STOCK MARKET ETF COM 3M 13K –
VANGUARD VALUE ETF COM 3M 20K –
VANGUARD MID CAP ETF COM 865K 4K –
VANGUARD SMALL CAP VALUE ETF COM 24M 135K –
VANGUARD REAL ESTATE ETF COM 5M 59K –
VANGUARD MID CAP VALUE ETF COM 36M 239K –
VANGUARD S&P 500 ETF COM 8M 15K –
VANGUARD SHORT GOVT BOND IDX ETF COM 5M 81K –
VANGUARD INFO TECHNOLOGY ETF COM 36M 61K –
VANGUARD HEALTH CARE ETF COM 18M 69K –
VANGUARD CONSUMER STAPLES ETF COM 20M 100K –
VANGUARD FTSE EMERGING MARKET ETF COM 16M 354K –
VANGUARD GLOBAL EX-US REAL ESTATE ETF COM 4M 93K –
VANGUARD TOTAL INTERNATIONAL BOND ETF COM 28M 583K –
VANGUARD SHORT INFLATION-PROTECTED ETF COM 31M 639K –
VANGUARD EMERGING MARKET GOVT BOND ETF COM 15M 246K –
VANGUARD DEVELOPED MARKETS IDX ETF COM 415K 8K –
VANGUARD TOTAL BOND MARKET ETF COM 2M 27K –
VF CORPORATION COM 192K 15K –
UNITEDHEALTH GROUP INC COM 741K 1K –
UNION PACIFIC CORP COM 427K 2K –
TRUIST FINANCIAL CORP COM 2M 42K –
TEXAS INSTRUMENTS INC COM 613K 3K –
SMITH & NEPHEW ADR NEW COM 310K 13K –
SCHWAB US TIPS ETF COM 12M 232K –
SCHWAB SHORT TERM US TREASURY COM 14M 286K –
SCHWAB US REIT ETF COM 341K 17K –
SCHWAB US AGGREGATE BOND ETF COM 6M 142K –
SCHWAB EMERGING MARKET EQUITY ETF COM 6M 211K –
SCHWAB US LARGE CAP VALUE ETF COM 465K 6K –
SCHWAB US LARGE CAP GROWTH ETF COM 1M 14K –
SPAR GROUP INC COM 32K 14K –
SPDR USA STRATEGIC FACTORS COM 9M 58K –
SPDR S&P BIOTECH ETF COM 6M 65K –
SPDR S&P 400 MID CAP VALUE ETF COM 5M 71K –
SPDR S&P 600 SMALL CAP VALUE ETF COM 3M 41K –
SPDR S&P 500 ETF COM 636K 1K –
PROCTER & GAMBLE CO COM 298K 2K –
NOVO NORDISK A/S ADR COM 2M 17K –
NOVARTIS A G SPON ADR COM 786K 7K –
NORFOLK SOUTHERN CORP COM 413K 2K –
NERDY INC COM 40K 25K –
NATL BANKSHARES INC COM 443K 15K –
N V R INC COM 426K 57 –
MICROSOFT COM 2M 5K –
MCKESSON HBOC INC COM 427K 728 –
MC DONALDS CORP COM 613K 2K –
LOCKHEED MARTIN CORP COM 359K 770 –
JOHNSON & JOHNSON COM 434K 3K –
JP MORGAN CHASE & CO COM 535K 3K –
ISHARES MSCI DENMARK ETF COM 10M 75K –
ISHARES MSCI FINLAND ETF COM 9M 260K –
ISHARES MSCI IRELAND CAPPED ETF COM 9M 141K –
ISHARES MSCI NEW ZEALAND COM 8M 181K –
ISHARES RUSSELL 2000 VALUE COM 348K 2K –
ISHARES NASDAQ BIOTECHNOLOGY COM 431K 3K –
ISHARES RUSSELL MIDCAP VALUE COM 227K 2K –
ISHARES S&P GLOBAL HEALTHCARE COM 2M 24K –
ISHARES GLOBAL TECHNOLOGY COM 3M 39K –
ISHARES MSCI NETHERLANDS COM 8M 165K –
ISHARES MSCI SWEDEN COM 9M 213K –
ISHARES MSCI SWITZERLAND COM 604K 13K –
ISHARES MSCI CHILE INVESTABLE MARKET COM 2M 80K –
ISHARES MSCI AUSTRIA COM 8M 362K –
INTL BUSINESS MACHINES COM 301K 2K –
HONEYWELL INTERNATIONAL COM 350K 2K –
HALEON PLC COM 139K 17K –
GENMAB A/S COM 339K 14K –
GENERAL DYNAMICS CORP COM 1M 4K –
GATOS SILVER INC COM 311K 30K –
GMS INC COM 643K 8K –
FRANKLIN FTSE AUSTRALIA ETF COM 2M 57K –
FRANKLIN FTSE GERMANY ETF COM 5M 212K –
FRANKLIN FTSE MEXICO ETF COM 1M 43K –
FRANKLIN FTSE SOUTH KOREA ETF COM 4M 179K –
FRANKLIN FTSE SWITZERLAND ETF COM 8M 248K –
FRANKLIN FTSE TAIWAN ETF COM 3M 67K –
FISERV INC COM 472K 3K –
FIDELITY MSCI REAL ESTATE ETF COM 4M 142K –
FIDELITY MSCI INFORMATION TECHNOLOGY ETF COM 2M 14K –
FIDELITY MSCI HEALTH ETF COM 2M 35K –
FIDELITY MSCI CONSUMER STAPLES ETF COM 4M 77K –
META PLATFORMS INC COM 2M 4K –
EXXON MOBIL CORPORATION COM 538K 5K –
EDUCATIONAL DEV CORP COM 23K 13K –
DUKE ENERGY CORP COM 403K 4K –
DISNEY WALT COMPANY DEL COM 377K 4K –
DIMENSIONAL US CORE EQUITY 2 ETF COM 328K 10K –
DEERE & CO COM 301K 834 –
COLUMBIA EMRG MKTS CORE EX-CHINA ETF COM 25M 784K –
COEUR D ALENE MINES CORP COM 81K 15K –
COCA COLA CO COM 445K 7K –
CHEVRONTEXACO CORP COM 373K 2K –
CHENIERE ENERGY INC COM 260K 2K –
CATERPILLER INC COM 229K 697 –
BERKSHIRE HATHAWAY CL B COM 468K 1K –
BAUSCH HEALTH COS INC COM 124K 18K –
BANK OF AMERICA CORP COM 205K 5K –
AUTO DATA PROCESSING COM 323K 1K –
ASTRAZENECA PLC ADR COM 1M 13K –
APPLE COMPUTER INC COM 2M 9K –
ELEVANCE HEALTH INC COM 342K 640 –
AMAZON COM INC COM 2M 11K –
ALPHABET INC CLASS A COM 399K 2K –
ALPHABET INC CLASS C COM 233K 1K –
ABBVIE INC COM 312K 2K –