UHLER VERTICH WHITE ADVISORS
UHLER VERTICH WHITE ADVISORS, LLC Legal Name
Adviser information for UHLER VERTICH WHITE ADVISORS last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 694 | $395.5M |
| Non-Discretionary | 258 | $70.5M |
| Total | 952 | $466.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $228.5M |
| HNW Individuals | 130 | $227.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $10.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM3RD PARTY ADVISER/MANAGER FEES |
Identifiers
| SEC RIA File Number | 801-62896 |
|---|---|
| SEC ERA File Number | 801-62896 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130716 |
| Legal Entity Identifier | None |
Principal Office
1510 ROYAL PALM SQUARE BOULEVARDSUITE 103
FORT MYERS
FL
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 239-936-6300, Fax: 239-936-0780
Chief Compliance Officer
J. THOMAS UHLER
1510 ROYAL PALM SQUARE BOULEVARD
SUITE 103
FORT MYERS
FL
United States
Tel:
239-936-6300
Fax:
239-936-0780
T*****@**************M
(Full email address available in API data)
Regulatory Contact
BRYAN FIORE
COO
1510 ROYAL PALM SQUARE BOULEVARD
SUITE 103
FORT MYERS
FL
United States
Tel:
239-936-6300
Fax:
239-936-0780
B*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UHLER, JOHN, THOMAS | Individual | – | PARTNER/CHIEF COMPLIANCE OFFICER | 07/2002 | 50-75% |
| VERTICH, JAMES, COREY | Individual | – | PARTNER | 07/2002 | 25-50% |
| Fiore, Bryan, Keefe | Individual | – | CHIEF OPERATING OFFICER | 10/2021 | < 5% |