TAURUS ASSET MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	5
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	460	$1.3B
Non-Discretionary	0	$0
Total	460	$1.3B

Clients

Type	Number	RAUM
Individuals	98	$42.7M
HNW Individuals	163	$983.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	27	$89.5M
Charitable organizations	<5	$33.6M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	13	$132.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMCommissionsBUSINESS MANAGEMENT SERVICES FEE = 1% OF CLIENT'S ANNUAL INCOME
Other Business Activities	Registered representative of a broker-dealer

Identifiers

SEC RIA File Number	801-62902
SEC ERA File Number	801-62902
SEC CIK Numbers	1317209
SEC CRD Numbers	130930
Legal Entity Identifier	None

Principal Office

590 MADISON AVENUE, 9TH FLR
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic