PERENNIAL ADVISORS GROUP, LLC
Adviser information for PERENNIAL ADVISORS GROUP, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 732 | $287.1M |
| Non-Discretionary | 0 | $0 |
| Total | 732 | $287.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 119 | $49.1M |
| HNW Individuals | 86 | $237.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $562,450 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-62908 |
|---|---|
| SEC ERA File Number | 801-62908 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128600 |
| Legal Entity Identifier | None |
Principal Office
270 LITTLETON ROADSUITE 19
WESTFORD
MA
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 978-577-6025, Fax: None
Websites
Chief Compliance Officer
KELSEY L. BRENNAN
PRINCIPAL
270 LITTLETON ROAD, STE19
WESTFORD
MA
United States
Tel:
(978) 577-6025
K*****@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARPENTER, DAVID, ALLAN | Individual | – | MANAGING MEMBER/OWNER/PRINCIPAL | 01/1998 | > 75% |
| BRENNAN, KELSEY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER/PRINCIPAL/FINANCIAL ADVISOR | 02/2024 | 10-25% |