FINANCIAL SOLUTIONS, INC.
Adviser information for FINANCIAL SOLUTIONS, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Oklahoma, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 3 | $74.5M |
Non-Discretionary | 0 | $0 |
Total | 3 | $74.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | <5 | $46.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $16.0M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | <5 | $12.0M |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 5 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-62917 |
---|---|
SEC ERA File Number | 801-62917 |
SEC CIK Numbers | None |
SEC CRD Numbers | 123760 |
Legal Entity Identifier | None |
Principal Office
320 SOUTH BOSTONSUITE 1130
TULSA
OK
United States
Monday - Friday, 8:00AM-4:00PM
Tel: 918-585-5858, Fax: 918-584-6632
Chief Compliance Officer
GARY GOULD
OWNER
320 SOUTH BOSTON AVE.
SUITE 1130
TULSA
OK
United States
Tel:
918-585-5858
Fax:
918-584-6632
G****@***************M
(Full email address available in API data)
Regulatory Contact
JOHN WILLIAMS
CONSULTANT
2865 GREEN COVE WAY
SMYRNA
GA
United States
Tel:
404.402.3193
J************@******O
(Full email address available in API data)
Industry Affiliates
CORPORATE CONSULTING GROUP, INC. | Other investment adviser, including financial plannersPension consultant |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GOULD, GARY, WAYNE | Individual | – | PRESIDENT, MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER, CCO | 08/1995 | > 75% |