RESOURCE MANAGEMENT SERVICE, LLC
Adviser information for RESOURCE MANAGEMENT SERVICE, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 161 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.4B |
| Non-Discretionary | 7 | $3.8B |
| Total | 13 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.3B |
| Pension and profit sharing plans | <5 | $3.7B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $195.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 15 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-62919 |
|---|---|
| SEC ERA File Number | 801-62919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130791 |
| Legal Entity Identifier | None |
Principal Office
31 INVERNESS CENTER PARKWAYSUITE 200
BIRMINGHAM
AL
United States
Monday - Friday, 8:00AM - 5:00PM CST
Tel: 205-991-9516, Fax: 205-991-2807
Chief Compliance Officer
DENNIS DUBOSE
CHIEF FINANCIAL OFFICER
31 INVERNESS CENTER PARKWAY
SUITE 200
BIRMINGHAM
AL
United States
Tel:
205-980-7325
Fax:
205-278-0003
D******@**************M
(Full email address available in API data)
Regulatory Contact
STEPHANIE COFFEE
COMPLIANCE MANAGER
31 INVERNESS CENTER PARKWAY
SUITE 200
BIRMINGHAM
AL
United States
Tel:
205-980-7301
S******@**************M
(Full email address available in API data)
Industry Affiliates
| AVONDALE TIMBERLANDS, LLC | Sponsor or syndicator of limited partnerships |
| RMS BRAZIL FUND GP, LTD | Sponsor, GP, manager of pooled investment vehicles |
| RMS EVERGREEN GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| RMS INTERNATIONAL FUND GP, LTD | Sponsor, GP, manager of pooled investment vehicles |
| RMS LAKEVIEW GP, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RMS EVERGREEN US FORESTLAND FUND, LP | REAL ESTATE-FOCUSED FUND THAT OFFERS ITS INVESTORS A RIGHT OF REDEMPTION | $1,083.1M | $5.0M | 19 |
| RMS FOREST GROWTH BRAZIL, LP | Real Estate Fund | $48.4M | $5.0M | 1 |
| RMS FOREST GROWTH III-B, L.P. | Real Estate Fund | $26.7M | $0.0M | 1 |
| RMS FOREST GROWTH III, L.P. | Real Estate Fund | $128.4M | $5.0M | 8 |
| RMS FOREST GROWTH INTERNATIONAL, L.P. | Real Estate Fund | $35.2M | $10.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUSSELL, BENJAMIN, NMN | Individual | – | MEMBER | 03/2006 | 5-10% |
| BLAIR, CRAIG, FRANKLIN | Individual | – | CHAIRMAN OF THE BOARD OF MANAGERS | 10/2021 | 5-10% |
| GLASSCO, PHILLIP, LARRY | Individual | – | MEMBER | 01/2004 | 5-10% |
| DUBOSE, DENNIS, GERARD | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2012 | 5-10% |
| DUBOSE, DENNIS, GERARD | Individual | – | CHIEF FINANCIAL OFFICER | 10/2009 | 5-10% |
| HINSON, WILLIAM, ALEX | Individual | – | PRESIDENT AND CEO | 10/2021 | 5-10% |
| CORNISH, CHARLES, CARROLL | Individual | – | EXECUTIVE VP, OPERATIONS | 10/2014 | 10-25% |
| A.I. ENERGY LLC | Domestic Entity | – | MEMBER | 10/2014 | 5-10% |
| Greer, Mary, Kay | Individual | – | SENIOR VP, CORPORATE COMMUNICATIONS | 08/2016 | 5-10% |
| Pringle, Charles, Cate | Individual | – | EXECUTIVE VP, INVESTMENTS | 10/2021 | < 5% |
| Coffee, Louis, Mitchell | Individual | – | MANAGER, FOREST PLANNING | 07/2020 | 5-10% |
| LAMBERTH, THOMAS, THOMPSON | Individual | – | BOARD MEMEBER | 03/2016 | < 5% |
| DAHL, RICHARD HALPIN | Individual | – | BOARD MEMBER | 10/2020 | < 5% |
| SPALDING, DEBORAH, C. | Individual | – | BOARD MEMBER | 10/2020 | < 5% |
| ALTEC VENTURES, LLC | Domestic Entity | A.I. ENERGY LLC | MEMBER | 10/2013 | > 75% |
| ALTEC INC. | Domestic Entity | ALTEC VENTURES, LLC | MEMBER | 03/1999 | > 75% |