SHANKERVALLEAU WEALTH ADVISORS, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Illinois, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	6
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	615	$443.6M
Non-Discretionary	3	$4.3M
Total	618	$447.9M

Clients

Type	Number	RAUM
Individuals	86	$26.6M
HNW Individuals	121	$416.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$4.3M
Charitable organizations	<5	$251,059
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	443.6M
Portfolio Manager	443.6M
Both for Same	443.6M

Portfolio Manager to Program	Sponsor
SHANKERVALLEAU WEALTH ADVISORS, INC.	SHANKERVALLEAU WEALTH ADVISORS, INC.

Identifiers

SEC RIA File Number	801-62920
SEC ERA File Number	801-62920
SEC CIK Numbers	1903273
SEC CRD Numbers	117527
Legal Entity Identifier	None

Principal Office

5215 OLD ORCHARD ROAD
SUITE 850
SKOKIE
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic