FAMILY WEALTH ADVISORY GROUP, LLC
Adviser information for FAMILY WEALTH ADVISORY GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 554 | $187.1M |
| Non-Discretionary | 178 | $86.8M |
| Total | 732 | $273.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $41.8M |
| HNW Individuals | 88 | $229.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesMATTERS NOT INVOLVING SECURITIES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-62921 |
|---|---|
| SEC ERA File Number | 801-62921 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130595 |
| Legal Entity Identifier | None |
Principal Office
7359 EAST KEMPER ROADSUITE A
CINCINNATI
OH
United States
Monday - Friday, 8:30 - 4:30
Tel: 513-469-8100, Fax: 800-295-6922
Chief Compliance Officer
ROBERT J GROSSHEIM
MEMBER AND CCO
7359 EAST KEMPER ROAD
SUITE A
CINCINNATI
OH
United States
Tel:
513-469-8100
Fax:
800-295-6922
R*********@*******M
(Full email address available in API data)
Regulatory Contact
PAULA SERGER
DIRECTOR OF OPERATIONS
7359 EAST KEMPER ROAD
SUITE A
CINCINNATI
OH
United States
Tel:
513-469-8100
Fax:
800-295-6922
P******@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GROSSHEIM, ROBERT, JOHN | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2002 | > 75% |