WATERFORD ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	851	$300.3M
Non-Discretionary	0	$0
Total	851	$300.3M

Clients

Type	Number	RAUM
Individuals	164	$42.6M
HNW Individuals	110	$257.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMHourly chargesFixed feesCommissions
Other Business Activities	Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firm

Identifiers

SEC RIA File Number	801-62941
SEC ERA File Number	801-62941
SEC CIK Numbers	1960657
SEC CRD Numbers	119442
Legal Entity Identifier	None

Principal Office

3858 NORTH BUFFALO RD
SUITE 2
ORCHARD PARK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic