GIVERNY CAPITAL
GIVERNY CAPITAL INC. Legal Name
Adviser information for GIVERNY CAPITAL last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,135 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 4,135 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,425 | $813.1M |
| HNW Individuals | 213 | $402.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $6.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 490 | $538.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
759, SQUARE-VICTORIA STREET, SUITE 105MONTREAL
Canada
Monday - Friday, 9H00AM-5H00PM
Tel: 514-842-5589, Fax: 514-842-3532
Chief Compliance Officer
FRANCOIS CAMPEAU
759, SQUARE-VICTORIA STREET, SUITE 105
MONTREAL
Canada
Tel:
514-842-5589
Fax:
514-842-3532
F*******@*****************M
(Full email address available in API data)
Regulatory Contact
FRANCOIS ROCHON
PRESIDENT
759, SQUARE-VICTORIA STREET, SUITE 105
MONTREAL
Canada
Tel:
514-842-5589
Fax:
514-842-3532
F******@*****************M
(Full email address available in API data)
Industry Affiliates
| GIVERNY CAPITAL ADVISORS | Other investment adviser, including financial planners |
| GIVERNY CAPITAL ASSET MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GIVERNY CAPITAL EQUITY FUND | EQUITY FUND | $890.7M | $0.0M | 3302 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROCHON, FRANCOIS | Individual | – | CEO | 01/1998 | 50-75% |
| BOUCHARD, JEAN-PHILIPPE | Individual | – | VP | 01/2010 | < 5% |
| MUSEE GIVERNY CAPITAL INC. | Foreign Entity | – | SHAREHOLDER | 01/2007 | 10-25% |
| 9186-0841 QUEBEC INC. | Foreign Entity | – | SHAREHOLDER | 02/2008 | 10-25% |
| HMS CORPORATION INC. | Foreign Entity | – | SHAREHOLDER | 04/2015 | 5-10% |
| ROCHON, FRANCOIS | Individual | MUSEE GIVERNY CAPITAL INC. | SHAREHOLDER | 01/2007 | > 75% |
| BOUCHARD, JEAN-PHILIPPE | Individual | 9186-0841 QUEBEC INC. | SHAREHOLDER | 08/2007 | > 75% |
| SEGUIN, MARC | Individual | HMS CORPORATION INC. | SHAREHOLDER | 03/2014 | > 75% |
| Campeau, Francois | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 23rd, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| DREAM FINDERS HOMES | COM | 1M | 32K | – |