BERKELEY, INC
Adviser information for BERKELEY, INC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 747 | $325.2M |
| Non-Discretionary | 5 | $2.2M |
| Total | 752 | $327.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 74 | $32.3M |
| HNW Individuals | 133 | $279.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $7.5M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-62959 |
|---|---|
| SEC ERA File Number | 801-62959 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117667 |
| Legal Entity Identifier | None |
Principal Office
3778 PLANTATION RIVER DRIVESUITE 102
BOISE
ID
United States
Monday - Friday, 9AM - 5 PM
Tel: 208-853-6980, Fax: None
Chief Compliance Officer
MEGAN PARRISH
PARTNER
3778 PLANTATION RIVER DRIVE
SUITE 102
BOISE
ID
United States
Tel:
208-853-6980
M****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, PAUL, STEPHEN | Individual | – | VICE-PRESIDENT | 07/2003 | 50-75% |
| Parrish, Megan | Individual | – | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 01/2023 | 25-50% |