Hedge Fund Database

UBS HEDGE FUND SOLUTIONS

UBS HEDGE FUND SOLUTIONS LLC Legal Name

Adviser information for UBS HEDGE FUND SOLUTIONS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 81
Investment Advisory/Research 73
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 7

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 86 $24.5B
Non-Discretionary 20 $14.7B
Total 106 $39.2B

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $166.1M
Banking or thrift institutions <5 $507.3M
Investment companies 3 $555.5M
Business development companies 0 $0
Pooled investment vehicles 45 $11.8B
Pension and profit sharing plans 10 $8.4B
Charitable organizations <5 $0
State or municipal gov entities <5 $252.4M
Other investment advisers <5 $10.2B
Insurance companies <5 $455.6M
Sovereign wealth funds and foreign official institutions <5 $1.8B
Corporations or other businesses 35 $5.1B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 91

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-62960
SEC ERA File Number 801-62960
SEC CIK Numbers None
SEC CRD Numbers 131034
Legal Entity Identifier 5493005ZF57BAWEOO744

Principal Office

600 WASHINGTON BOULEVARD
STAMFORD
CT
United States
Monday - Friday, 9AM TO 5PM
Tel: 203-719-1428, Fax: 203-719-1399

Websites

www.ubs.com/ubs-hfs

Chief Compliance Officer

AILY ANDREWS
CHIEF COMPLIANCE OFFICER
600 WASHINGTON BOULEVARD
STAMFORD
CT
United States
Tel: 212 713 2720
(Full email address available in API data)

Regulatory Contact

PAULA OLENSKYJ
DEPUTY CHIEF COMPLIANCE OFFICER
787 SEVENTH AVENUE
13TH FLOOR
NEW YORK
NY
United States
Tel: 201 352 9253
(Full email address available in API data)

Industry Affiliates

CREDIT SUISSE ASSET MANAGEMENT LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CREDIT SUISSE ASSET MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CREDIT SUISSE SECURITIES (USA) LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersFutures commission merchantSponsor, GP, manager of pooled investment vehicles
LANTERN STRUCTURED ASSET MANAGEMENT LIMITED Sponsor, GP, manager of pooled investment vehicles
UBS (LUXEMBOURG) S.A. Banking or thrift institutionSponsor, GP, manager of pooled investment vehicles
UBS AG Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered security-based swap dealerBanking or thrift institutionSponsor, GP, manager of pooled investment vehicles
UBS ASSET MANAGEMENT (AMERICAS) INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
UBS ASSET MANAGEMENT (AUSTRALIA) LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
UBS ASSET MANAGEMENT (CANADA) CO Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
UBS ASSET MANAGEMENT (DEUTSCHLAND) GMBH. Other investment adviser, including financial planners
UBS ASSET MANAGEMENT (HONG KONG) LTD Other investment adviser, including financial planners
UBS ASSET MANAGEMENT (ITALIA) SGR S.P.A. Other investment adviser, including financial planners
UBS ASSET MANAGEMENT (JAPAN) LTD Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
UBS ASSET MANAGEMENT (SHANGHAI) LIMITED Other investment adviser, including financial planners
UBS ASSET MANAGEMENT (SINGAPORE) LTD Other investment adviser, including financial planners
UBS ASSET MANAGEMENT (TAIWAN) LTD Other investment adviser, including financial plannersTrust company
UBS ASSET MANAGEMENT (UK) LIMITED Other investment adviser, including financial planners
UBS ASSET MANAGEMENT (US) INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
UBS ASSET MANAGEMENT SWITZERLAND AG Other investment adviser, including financial planners
UBS ASSET MANAGEMENT TRUST COMPANY Trust company
UBS FARMLAND INVESTORS LLC Other investment adviser, including financial planners
UBS FINANCIAL SERVICES INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersFutures commission merchant
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
UBS FUND MANAGEMENT (IRELAND) LTD. Other investment adviser, including financial planners
UBS FUND MANAGEMENT (LUXEMBOURG) S.A. Sponsor, GP, manager of pooled investment vehicles
UBS FUND MANAGEMENT (SWITZERLAND) AG Sponsor, GP, manager of pooled investment vehicles
UBS FUND SERVICES (LUXEMBOURG) S.A. Banking or thrift institution
UBS FUND SERVICES (USA) LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
UBS GROUP AG Banking or thrift institution
UBS OCONNOR LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
UBS REALTY INVESTORS LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
UBS SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerCommodity pool operator or commodity trading advisorFutures commission merchant
UBS SWITZERLAND AG Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institutionSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
A&Q ALTERNATIVE YIELD FUND LIMITED Hedge Fund $403.1M $0.3M 178
A&Q ALTERNATIVE YIELD FUND LLC Hedge Fund $218.5M $0.1M 141
A&Q DIVERSIFIED NEUTRAL ALPHA LIMITED Hedge Fund $326.0M $0.5M 2
A&Q GLOBAL DIVERSIFIED STRATEGIES FUND LIMITED Hedge Fund $135.8M $0.1M 21
A&Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC Hedge Fund $61.8M $0.1M 31
A&Q METRIC SPC - CALIXTO JAPAN SP Hedge Fund $88.0M $0.1M 12
A&Q METRIC SPC - CENTERBOOK PARTNERS GLOBAL ALPHA SP Hedge Fund $206.3M $0.1M 9
A&Q METRIC SPC - EAST ALPHA SYSTEMATIC COMMODITIES SP Hedge Fund $118.6M $0.1M 11
A&Q METRIC SPC - EMSO OPPORTUNITY I SP Hedge Fund $4.5M $0.1M 2
A&Q METRIC SPC - FIR TREE OPPORTUNISTIC II SP Hedge Fund $48.7M $0.1M 7
A&Q METRIC SPC - GLOBAL OPPORTUNISTIC II SP Hedge Fund $341.3M $0.1M 19
A&Q METRIC SPC - GLOBAL OPPORTUNISTIC SP Hedge Fund $65.8M $0.1M 3
A&Q NEUTRAL ALPHA STRATEGIES LIMITED Hedge Fund $1,887.7M $0.1M 30
A&Q SELECT (US) LLC - BROAD BASED AGGRESSIVE PORTFOLIO Hedge Fund $82.3M $0.3M 2
A&Q SELECT (US) LLC - EPLANET HEDGE FUND SOLUTION Hedge Fund $128.3M $0.3M 4
A&Q SELECT (US) LLC - FOUNDERS PORTFOLIO (2018) Hedge Fund $160.9M $0.3M 191
A&Q SELECT (US) LLC - HK HEDGE PROGRAM Hedge Fund $53.1M $0.3M 2
A&Q SELECT (US) LLC - OPPORTUNISTIC CREDIT Hedge Fund $103.2M $0.1M 208
A&Q SELECT (US) LLC - ROCKSTAR Hedge Fund $50.7M $0.3M 2
A&Q SELECT (US) LLC - RRLT Hedge Fund $25.8M $0.3M 2
A&Q SELECT (US) LLC PREMIER ACCESS Hedge Fund $74.7M $0.3M 102
A&Q SELECT SPC - FOOD DELIVERY SP Hedge Fund $10.7M $0.1M 19
A&Q SELECT SPC - NEXTERA PENSION HF STRATEGIES SP Hedge Fund $174.0M $0.1M 1
A&Q SELECT SPC OPPORTUNISTIC CREDIT SP Hedge Fund $166.6M $0.1M 37
A&Q SPECIAL OPPORTUNITIES FUND LLC Hedge Fund $164.9M $0.1M 15
BUCKTOWN CPD LLC Hedge Fund $62.1M $0.1M 2
CMERS LOW BETA LLC Hedge Fund $272.0M $100.0M 2
PAE LIMITED Hedge Fund $7,610.9M $0.1M 1

Control Persons

Name Type Entity Title Since Ownership
UBS GROUP AG Foreign Entity UBS AG PARENT COMPANY 11/2014 > 75%
UBS ASSET MANAGEMENT (AMERICAS) INC. Domestic Entity – OWNER 12/2018 > 75%
UBS AG (ZURICH) Foreign Entity UBS AMERICAS HOLDLINGS LLC MEMBER 04/2004 > 75%
UBS AMERICAS HOLDING LLC Domestic Entity UBS AMERICAS INC SHAREHOLDER 08/2015 > 75%
BURMAN, EDWARD, M Individual – GENERAL COUNSEL 10/2019 < 5%
Gill, Barry, John Individual – UBS ASSET MANAGEMENT _ HEAD OF INVESTMENTS 04/2021 < 5%
Rulli, Edoardo Individual – CHIEF INVESTMENT OFFICER 03/2023 < 5%
Andrews, Aily Individual – CHIEF COMPLIANCE OFFICER 06/2022 < 5%
Tortarolo, Nicole Individual – DEPUTY HEAD OF HFS 03/2023 < 5%
UBS AMERICAS INC Domestic Entity UBS ASSET MANAGEMENT (AMERICAS) INC. SHAREHOLDER 08/2015

No. Employees, Historic

20010002019202020212022202320242025106 on 5/10/2019106 on 8/27/2019106 on 10/17/2019106 on 1/16/2020105 on 3/30/2020105 on 8/29/2020105 on 9/30/2020105 on 10/16/2020105 on 2/3/2021113 on 3/31/2021113 on 4/30/2021113 on 6/7/2021113 on 9/14/2021113 on 11/2/2021113 on 12/10/202179 on 3/31/202279 on 3/31/202279 on 5/31/202279 on 6/1/202279 on 6/29/202279 on 8/31/202279 on 9/26/202279 on 11/3/202279 on 11/3/202279 on 1/11/202379 on 3/1/202382 on 3/30/202382 on 7/11/202382 on 8/18/202382 on 2/29/202481 on 3/27/2024

RAUM, Historic

50B25B0201920202021202220232024202537974606686 on 5/10/201937974606686 on 8/27/201937974606686 on 10/17/201937974606686 on 1/16/202036804138142 on 3/30/202036804138142 on 8/29/202036804138142 on 9/30/202036804138142 on 10/16/202036804138142 on 2/3/202137942399555 on 3/31/202137942399555 on 4/30/202137942399555 on 6/7/202137942399555 on 9/14/202137942399555 on 11/2/202137942399555 on 12/10/202142791013602 on 3/31/202242791013602 on 3/31/202242791013602 on 5/31/202242791013602 on 6/1/202242791013602 on 6/29/202242791013602 on 8/31/202242791013602 on 9/26/202242791013602 on 11/3/202242791013602 on 11/3/202242791013602 on 1/11/202342791013602 on 3/1/202339751891372 on 3/30/202339751891372 on 7/11/202339751891372 on 8/18/202339751891372 on 2/29/202439187594116 on 3/27/2024

No. Clients, Historic

2001000201920202021202220232024202590 on 5/10/201990 on 8/27/201990 on 10/17/201990 on 1/16/2020100 on 3/30/2020100 on 8/29/2020100 on 9/30/2020100 on 10/16/2020100 on 2/3/2021105 on 3/31/2021105 on 4/30/2021105 on 6/7/2021105 on 9/14/2021105 on 11/2/2021105 on 12/10/2021112 on 3/31/2022112 on 3/31/2022112 on 5/31/2022112 on 6/1/2022112 on 6/29/2022112 on 8/31/2022112 on 9/26/2022112 on 11/3/2022112 on 11/3/2022112 on 1/11/2023112 on 3/1/2023108 on 3/30/2023108 on 7/11/2023108 on 8/18/2023108 on 2/29/2024106 on 3/27/2024