CRIMSON MANAGEMENT
PUTTERMAN, DEAN ELIOT Legal Name
Adviser information for CRIMSON MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 51 | $173.0M |
| Non-Discretionary | 6 | $207.0M |
| Total | 57 | $380.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 53 | $380.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
99 DETERING, SUITE 140HOUSTON
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 713-525-1520, Fax: 713-864-7044
Websites
Chief Compliance Officer
DEAN PUTTERMAN
SOLE PROPRIETOR
99 DETERING, SUITE 140
HOUSTON
TX
United States
Tel:
713-525-1520
Fax:
713-864-7044
D****@********************M
(Full email address available in API data)
Regulatory Contact
SHARON LEDERER
SENIOR ASSOCIATE
99 DETERING, SUITE 140
HOUSTON
TX
United States
Tel:
713-525-1520
Fax:
713-864-7044
S*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PUTTERMAN, DEAN, ELIOT | Individual | – | SOLE PROPRIETOR; CHIEF COMPLIANCE OFFICER | 08/1995 | > 75% |