NINE THIRTY CAPITAL MANAGEMENT, LLC
Adviser information for NINE THIRTY CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $613.5M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $613.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $561.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $51.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-62963 |
|---|---|
| SEC ERA File Number | 801-62963 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130545 |
| Legal Entity Identifier | None |
Principal Office
250 WEST 55TH STREET16TH FLOOR, SUITE A
NEW YORK
NY
United States
Monday - Friday, 8:30 AM - 6:00 PM
Tel: (212) 918-8930, Fax: (212) 918-8931
Websites
Chief Compliance Officer
STUART J. RABIN
PRESIDENT/CEO
250 WEST 55TH STREET
16TH FLOOR, SUITE A
NEW YORK
NY
United States
Tel:
212-884-8808
Fax:
212-884-8809
S**@*************M
(Full email address available in API data)
Industry Affiliates
| 930-DSIC PARTNER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 930-DSIC 2, LLC | Private Equity Fund | $74.6M | $0.5M | 48 |
| 930-DSIC 3, LLC | Private Equity Fund | $47.7M | $0.5M | 41 |
| 930-DSIC 4, LLC | Private Equity Fund | $154.0M | $0.5M | 90 |
| 930-DSIC, LLC | Private Equity Fund | $285.3M | $0.5M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NINE THIRTY MANAGEMENT HOLDINGS, LLC ("930H") | Domestic Entity | – | MEMBER-MANAGER | 02/2004 | > 75% |
| RABIN, STUART, JOHN | Individual | – | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | 02/2004 | < 5% |
| SJR HOLDINGS, L.L.C. ("SJRH") | Domestic Entity | NINE THIRTY MANAGEMENT HOLDINGS, LLC | MEMBER-MANAGER | 02/2004 | 50-75% |
| RABIN, STUART, JOHN | Individual | SJR HOLDINGS, L.L.C. ("SJRH") | MEMBER-MANAGER | 02/1998 | > 75% |
| NG, WOON LING (WENDY), | Individual | – | CHIEF FINANCIAL OFFICER | 02/2016 | < 5% |