KEB WEALTH ADVISORS
KEB ASSET MANAGEMENT, LLC Legal Name
Adviser information for KEB WEALTH ADVISORS last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Illinois, United States |
Employees
Total Number of Employees | 15 |
---|---|
Investment Advisory/Research | 11 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 11 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,917 | $865.6M |
Non-Discretionary | 50 | $67.9M |
Total | 1,967 | $933.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 290 | $88.7M |
HNW Individuals | 274 | $817.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 27 | $9.9M |
Charitable organizations | <5 | $257,750 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 7 | $17.0M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 20 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMHourly charges |
Principal Office
3200 ROBBINS ROADSUITE 200A
SPRINGFIELD
IL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (217) 789-0960, Fax: (217) 789-2822
Chief Compliance Officer
JUSTIN P. MASON
CHIEF COMPLIANCE OFFICER
3200 ROBBINS ROAD
SUITE 200A
SPRINGFIELD
IL
United States
Tel:
(217) 789-0960
Fax:
(217) 789-2822
J******@*********M
(Full email address available in API data)
Regulatory Contact
NATHAN TOWNSEND
ASSOCIATE WEALTH ADVISOR
3200 ROBBINS ROAD
SUITE 200A
SPRINGFIELD
IL
United States
Tel:
(217) 789-0960
N******@*********M
(Full email address available in API data)
Industry Affiliates
KERBER, ECK & BRAECKEL LLP | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CARTER, JONATHAN, MARC | Individual | – | MANAGING MEMBER | 01/1999 | < 5% |
DUMSTORFF, STEVEN, MATTHEW | Individual | – | MEMBER | 01/2013 | < 5% |
MASON, JUSTIN, PAUL | Individual | – | MEMBER / CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 716K | 7K | – |
ABBOTT LABS | COM | 406K | 4K | – |
ABBVIE INC | COM | 347K | 2K | – |
ALPHABET INC | CAP STK CL A | 534K | 3K | – |
ALPHABET INC | CAP STK CL C | 403K | 2K | – |
AMAZON COM INC | COM | 532K | 3K | – |
AMEREN CORP | COM | 993K | 14K | – |
AMERICAN CENTY ETF TR | INTL SMCP VLU | 1M | 18K | – |
AMERICAN CENTY ETF TR | US SML CP VALU | 4M | 41K | – |
APPLE INC | COM | 3M | 14K | – |
BANK AMERICA CORP | COM | 213K | 5K | – |
BERKLEY W R CORP | COM | 1M | 13K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 740K | 2K | – |
BP PLC | SPONSORED ADR | 339K | 9K | – |
CADENCE DESIGN SYSTEM INC | COM | 616K | 2K | – |
CATERPILLAR INC | COM | 393K | 1K | – |
DEERE & CO | COM | 883K | 2K | – |
DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 8M | 309K | – |
DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 4M | 154K | – |
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 26M | 718K | – |
DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 2M | 70K | – |
DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 3M | 126K | – |
DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 10M | 354K | – |
DIMENSIONAL ETF TRUST | US CORE EQT MKT | 487K | 13K | – |
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 60M | 2M | – |
DIMENSIONAL ETF TRUST | US EQUITY ETF | 15M | 255K | – |
DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 385K | 13K | – |
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 30M | 771K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 7M | 125K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 3M | 114K | – |
DIMENSIONAL ETF TRUST | US TARGETED VLU | 33M | 629K | – |
DIMENSIONAL ETF TRUST | WORLD EX US CORE | 3M | 113K | – |
EA SERIES TRUST | EA BRIDGEWAY OMN | 40M | 2M | – |
ELI LILLY & CO | COM | 770K | 850 | – |
EXXON MOBIL CORP | COM | 1M | 12K | – |
GE AEROSPACE | COM NEW | 261K | 2K | – |
GENERAL DYNAMICS CORP | COM | 232K | 799 | – |
HEICO CORP NEW | CL A | 311K | 2K | – |
INTERNATIONAL BUSINESS MACHS | COM | 319K | 2K | – |
ISHARES TR | CORE MSCI EAFE | 333K | 5K | – |
ISHARES TR | CORE MSCI INTL | 859K | 13K | – |
ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
ISHARES TR | EAFE VALUE ETF | 2M | 36K | – |
ISHARES TR | RUS 1000 ETF | 264K | 888 | – |
ISHARES TR | RUS 1000 VAL ETF | 248K | 1K | – |
ISHARES TR | RUSSELL 2000 ETF | 408K | 2K | – |
ISHARES TR | RUSSELL 3000 ETF | 978K | 3K | – |
JOHNSON & JOHNSON | COM | 267K | 2K | – |
JPMORGAN CHASE & CO. | COM | 1M | 5K | – |
META PLATFORMS INC | CL A | 2M | 5K | – |
MICROSOFT CORP | COM | 1M | 3K | – |
NEXTERA ENERGY INC | COM | 323K | 5K | – |
NVIDIA CORPORATION | COM | 348K | 3K | – |
PEPSICO INC | COM | 528K | 3K | – |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 1M | 16K | – |
SOUTHERN CO | COM | 245K | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 651K | 1K | – |
TRACTOR SUPPLY CO | COM | 330K | 1K | – |
UNION PAC CORP | COM | 440K | 2K | – |
US BANCORP DEL | COM NEW | 205K | 5K | – |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 331K | 4K | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 241K | 964 | – |
VANGUARD INDEX FDS | SM CP VAL ETF | 988K | 5K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 658K | 3K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 8K | – |
VANGUARD INDEX FDS | VALUE ETF | 2M | 10K | – |
VANGUARD WORLD FD | INF TECH ETF | 287K | 497 | – |
VANGUARD WORLD FD | MEGA GRWTH IND | 439K | 1K | – |
VISA INC | COM CL A | 318K | 1K | – |
WALMART INC | COM | 10M | 150K | – |