KEB WEALTH ADVISORS

KEB ASSET MANAGEMENT, LLC Legal Name

Adviser information for KEB WEALTH ADVISORS last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,917 $865.6M
Non-Discretionary 50 $67.9M
Total 1,967 $933.4M

Clients

Type Number RAUM
Individuals 290 $88.7M
HNW Individuals 274 $817.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 27 $9.9M
Charitable organizations <5 $257,750
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $17.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 20
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-62965
SEC ERA File Number 801-62965
SEC CIK Numbers 1903035
SEC CRD Numbers 117935
Legal Entity Identifier None

Principal Office

3200 ROBBINS ROAD
SUITE 200A
SPRINGFIELD
IL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (217) 789-0960, Fax: (217) 789-2822

Chief Compliance Officer

JUSTIN P. MASON
CHIEF COMPLIANCE OFFICER
3200 ROBBINS ROAD
SUITE 200A
SPRINGFIELD
IL
United States
Tel: (217) 789-0960
Fax: (217) 789-2822
(Full email address available in API data)

Regulatory Contact

NATHAN TOWNSEND
ASSOCIATE WEALTH ADVISOR
3200 ROBBINS ROAD
SUITE 200A
SPRINGFIELD
IL
United States
Tel: (217) 789-0960
(Full email address available in API data)

Industry Affiliates

KERBER, ECK & BRAECKEL LLP Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CARTER, JONATHAN, MARC Individual MANAGING MEMBER 01/1999 < 5%
DUMSTORFF, STEVEN, MATTHEW Individual MEMBER 01/2013 < 5%
MASON, JUSTIN, PAUL Individual MEMBER / CHIEF COMPLIANCE OFFICER 05/2021 < 5%

No. Employees, Historic

2010020202021202220232024202515 on 3/5/202015 on 6/24/202015 on 9/18/202015 on 10/15/202015 on 3/16/202115 on 8/9/202116 on 3/4/202216 on 2/1/202316 on 8/23/202315 on 3/1/2024

RAUM, Historic

1B500M0202020212022202320242025656248027 on 3/5/2020656248027 on 6/24/2020656248027 on 9/18/2020656248027 on 10/15/2020721956296 on 3/16/2021721956296 on 8/9/2021842348798 on 3/4/2022799315826 on 2/1/2023799315826 on 8/23/2023933424220 on 3/1/2024

No. Clients, Historic

7003500202020212022202320242025603 on 3/5/2020603 on 6/24/2020603 on 9/18/2020603 on 10/15/2020621 on 3/16/2021621 on 8/9/2021560 on 3/4/2022562 on 2/1/2023562 on 8/23/2023599 on 3/1/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 716K 7K
ABBOTT LABS COM 406K 4K
ABBVIE INC COM 347K 2K
ALPHABET INC CAP STK CL A 534K 3K
ALPHABET INC CAP STK CL C 403K 2K
AMAZON COM INC COM 532K 3K
AMEREN CORP COM 993K 14K
AMERICAN CENTY ETF TR INTL SMCP VLU 1M 18K
AMERICAN CENTY ETF TR US SML CP VALU 4M 41K
APPLE INC COM 3M 14K
BANK AMERICA CORP COM 213K 5K
BERKLEY W R CORP COM 1M 13K
BERKSHIRE HATHAWAY INC DEL CL B NEW 740K 2K
BP PLC SPONSORED ADR 339K 9K
CADENCE DESIGN SYSTEM INC COM 616K 2K
CATERPILLAR INC COM 393K 1K
DEERE & CO COM 883K 2K
DIMENSIONAL ETF TRUST EMERGING MKTS CO 8M 309K
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 4M 154K
DIMENSIONAL ETF TRUST INTERNATNAL VAL 26M 718K
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 70K
DIMENSIONAL ETF TRUST INTL CORE EQUITY 3M 126K
DIMENSIONAL ETF TRUST INTL SMALL CAP V 10M 354K
DIMENSIONAL ETF TRUST US CORE EQT MKT 487K 13K
DIMENSIONAL ETF TRUST US CORE EQUITY 2 60M 2M
DIMENSIONAL ETF TRUST US EQUITY ETF 15M 255K
DIMENSIONAL ETF TRUST US LARGE CAP VAL 385K 13K
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 30M 771K
DIMENSIONAL ETF TRUST US SMALL CAP ETF 7M 125K
DIMENSIONAL ETF TRUST US SMALL CAP VAL 3M 114K
DIMENSIONAL ETF TRUST US TARGETED VLU 33M 629K
DIMENSIONAL ETF TRUST WORLD EX US CORE 3M 113K
EA SERIES TRUST EA BRIDGEWAY OMN 40M 2M
ELI LILLY & CO COM 770K 850
EXXON MOBIL CORP COM 1M 12K
GE AEROSPACE COM NEW 261K 2K
GENERAL DYNAMICS CORP COM 232K 799
HEICO CORP NEW CL A 311K 2K
INTERNATIONAL BUSINESS MACHS COM 319K 2K
ISHARES TR CORE MSCI EAFE 333K 5K
ISHARES TR CORE MSCI INTL 859K 13K
ISHARES TR CORE S&P500 ETF 2M 3K
ISHARES TR EAFE VALUE ETF 2M 36K
ISHARES TR RUS 1000 ETF 264K 888
ISHARES TR RUS 1000 VAL ETF 248K 1K
ISHARES TR RUSSELL 2000 ETF 408K 2K
ISHARES TR RUSSELL 3000 ETF 978K 3K
JOHNSON & JOHNSON COM 267K 2K
JPMORGAN CHASE & CO. COM 1M 5K
META PLATFORMS INC CL A 2M 5K
MICROSOFT CORP COM 1M 3K
NEXTERA ENERGY INC COM 323K 5K
NVIDIA CORPORATION COM 348K 3K
PEPSICO INC COM 528K 3K
SCHWAB STRATEGIC TR US LCAP VA ETF 1M 16K
SOUTHERN CO COM 245K 3K
SPDR S&P 500 ETF TR TR UNIT 651K 1K
TRACTOR SUPPLY CO COM 330K 1K
UNION PAC CORP COM 440K 2K
US BANCORP DEL COM NEW 205K 5K
VANGUARD BD INDEX FDS SHORT TRM BOND 331K 4K
VANGUARD INDEX FDS LARGE CAP ETF 241K 964
VANGUARD INDEX FDS SM CP VAL ETF 988K 5K
VANGUARD INDEX FDS SMALL CP ETF 658K 3K
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K
VANGUARD INDEX FDS VALUE ETF 2M 10K
VANGUARD WORLD FD INF TECH ETF 287K 497
VANGUARD WORLD FD MEGA GRWTH IND 439K 1K
VISA INC COM CL A 318K 1K
WALMART INC COM 10M 150K