MELD FINANCIAL, INC.
Adviser information for MELD FINANCIAL, INC. last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,646 | $594.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,646 | $594.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 657 | $147.6M |
| HNW Individuals | 295 | $406.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 37 | $437,358 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $2.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $37.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsSOCIAL SECURITY AND MEDICARE CONSULTING, INDIVIDUAL CONSULTING AND FINANCIAL WELLNESS EDUCATIONAL PROGRAMS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-62981 |
|---|---|
| SEC ERA File Number | 801-62981 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118896 |
| Legal Entity Identifier | None |
Principal Office
3008 PUMP HOUSE RD.BIRMINGHAM
AL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 205-967-4200, Fax: 205-967-2777
Chief Compliance Officer
KYLE WHITTINGTON
PRESIDENT
3008 PUMP HOUSE RD.
BIRMINGHAM
AL
United States
Tel:
205-967-4200
Fax:
205-967-2777
K***@****************M
(Full email address available in API data)
Regulatory Contact
HOLLY CRISS
CLIENT ADVISORY SERVICES MANAGER, OFFICE MANAGER
3008 PUMP HOUSE ROAD
BIRMINGHAM
AL
United States
Tel:
205-967-4200
Fax:
205-967-2777
H****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITTINGTON, KYLE, B | Individual | – | CCO, PRESIDENT, OWNER | 01/2007 | > 75% |
| CORNEHLSEN, JAMES, BRYAN | Individual | – | PARTNER | 01/2018 | 5-10% |
| MAY, BLAKE, W | Individual | – | PARTNER | 01/2022 | 10-25% |