MAD RIVER INVESTORS
MRM-HORIZON ADVISORS, LLC Legal Name
Adviser information for MAD RIVER INVESTORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 154 | $213.0M |
| Non-Discretionary | 15 | $493,484 |
| Total | 169 | $213.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 32 | $15.5M |
| HNW Individuals | 81 | $122.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $54.1M |
| Pension and profit sharing plans | 5 | $11.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $10.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-62991 |
|---|---|
| SEC ERA File Number | 801-62991 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130585 |
| Legal Entity Identifier | None |
Principal Office
84 STATE STREET, SUITE 1060BOSTON
MA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 617-728-0333, Fax: 617-728-0055
Websites
Chief Compliance Officer
STEPHEN CARLUCCIO
GENERAL COUNSEL
84 STATE STREET
SUITE 800
BOSTON
MA
United States
Tel:
617-531-1739
Fax:
617-728-0055
S****@*********M
(Full email address available in API data)
Regulatory Contact
JOHN PARISI
MANAGING DIRECTOR - FINANCE & ADMINISTRATION
84 STATE STREET
SUITE 1060
BOSTON
MA
United States
Tel:
617-728-0333
J***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LONG POINT INVESTORS - MAD RIVER MANAGED SERIES | Hedge Fund | $53.6M | $0.3M | 31 |
| LPI PRIVATE EQUITY SERIES | Private Equity Fund | $0.5M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SILVER, RICHARD, WILLIAM | Individual | – | MANAGING MEMBER | 11/1997 | > 75% |
| LINDSAY SILVER 2005 TRUST | Domestic Entity | – | MEMBER | 12/2005 | < 5% |
| SILVER, STEPHEN | Individual | LINDSAY SILVER 2005 TRUST | TRUSTEE, LINDSAY SILVER 2005 TRUST | 12/2005 | |
| CARLUCCIO, STEPHEN, CHARLES | Individual | LINDSAY SILVER 2005 TRUST | TRUSTEE, LINDSAY SILVER 2005 TRUST | 12/2005 | |
| CARLUCCIO, STEPHEN, CHARLES | Individual | – | GENERAL COUNSEL/CCO | 02/2012 | < 5% |