WESTPARK WEALTH ADVISORS, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	31
Investment Advisory/Research	31
Registered Broker-Dealer Representatives	27
Registered State Investment Advisers	31
Licensed Agents of an Insurance Company	27
No. of Firms/People that Solicit Clients	9

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	431	$96.0M
Non-Discretionary	511	$178.4M
Total	942	$274.4M

Clients

Type	Number	RAUM
Individuals	581	$230.5M
HNW Individuals	79	$30.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	32	$13.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	381
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	54.1M
Portfolio Manager	0
Both for Same	0

Portfolio Manager to Program	Sponsor
WESTPARK WEALTH ADVISORS, INC.	WESTPARK WEALTH ADVISORS, INC.

Identifiers

SEC RIA File Number	801-63009
SEC ERA File Number	801-63009
SEC CIK Numbers	None
SEC CRD Numbers	130914
Legal Entity Identifier	None

Principal Office

13111 WESTHEIMER RD.
SUITE 475
HOUSTON
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic