ADIRONDACK RESEARCH & MANAGEMENT INC.
Adviser information for ADIRONDACK RESEARCH & MANAGEMENT INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 138 | $93.8M |
| Non-Discretionary | 0 | $0 |
| Total | 138 | $93.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $39.1M |
| HNW Individuals | 3 | $20.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $34.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
2390 WESTERN AVENUEGUILDERLAND
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 518 690-0470, Fax: 518 861-7040
Chief Compliance Officer
JARROD H BECKER
2390 WESTERN AVENUE
GUILDERLAND
NY
United States
Tel:
518-690-0470
Fax:
518 861-7040
J******@******************M
(Full email address available in API data)
Regulatory Contact
GREGORY A ROEDER
PRESIDENT
2390 WESTERN AVENUE
GUILDERLAND
NY
United States
Tel:
518-690-0470
Fax:
518 861-7040
G******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROEDER, GREGORY, ALEXANDER | Individual | – | PRESIDENT | 03/2004 | 50-75% |
| REINER, MATTHEW, PATRICK | Individual | – | CHIEF FINANCIAL OFFICER | 02/2005 | 50-75% |
| BECKER, JARROD, HALL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2013 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 29th, 2021 for period ending September 30th, 2021
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| A10 NETWORKS INC | COM | 548 | 41K | – |
| ABBOTT LABS | COM | 348 | 3K | – |
| ABBVIE INC | COM | 204 | 2K | – |
| ACCURAY INC | COM | 863 | 219K | – |
| ADTRAN INC | COM | 2K | 92K | – |
| ALCOA CORP | COM | 307 | 6K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 516 | 3K | – |
| ALLETE INC | COM NEW | 758 | 13K | – |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 1K | 87K | – |
| AMER SOFTWARE INC | CL A | 569 | 24K | – |
| ANTERO RESOURCES CORP | COM | 2K | 100K | – |
| ARCHER DANIELS MIDLAND CO | COM | 1K | 18K | – |
| ARDMORE SHIPPING CORP | COM | 2K | 367K | – |
| AT&T INC | COM | 820 | 30K | – |
| BARNES GROUP INC | COM | 632 | 15K | – |
| BAXTER INTL INC. | COM | 1K | 13K | – |
| BOSTON SCIENTIFIC CORP | COM | 381 | 9K | – |
| BRIXMOR PPTY GROUP INC | COM | 2K | 69K | – |
| CABOT OIL & GAS CORP | COM | 1K | 48K | – |
| CAL MAINE FOODS INC | COM NEW | 495 | 14K | – |
| CDK GLOBAL INC | COM | 667 | 16K | – |
| CELESTICA INC | SUB VTG SHS | 2K | 194K | – |
| CHICOS FAS INC | COM | 467 | 104K | – |
| CISCO SYS INC | COM | 1K | 19K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 388 | 20K | – |
| CNO FINL GROUP INC | COM | 2K | 80K | – |
| CNX RES CORP | COM | 737 | 58K | – |
| COCA COLA CO | COM | 816 | 16K | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 342 | 6K | – |
| COGNYTE SOFTWARE LTD | ORD SHS | 849 | 41K | – |
| COMPASS DIVERSIFIED | SH BEN INT | 1K | 41K | – |
| CONDUENT INC | COM | 3K | 484K | – |
| CONOCOPHILLIPS | COM | 1K | 16K | – |
| CONSOLIDATED EDISON INC | COM | 301 | 4K | – |
| CORNING INC | COM | 570 | 16K | – |
| DENNYS CORP | COM | 944 | 58K | – |
| DINE BRANDS GLOBAL INC | COM | 211 | 3K | – |
| DOMINION ENERGY INC | COM | 939 | 13K | – |
| DRIVE SHACK INC, | COM | 345 | 123K | – |
| ECOVYST INC. | COM | 611 | 52K | – |
| EMCORE CORP | COM NEW | 282 | 38K | – |
| EXELON CORP | COM | 427 | 9K | – |
| EZCORP INC | CL A NON VTG | 454 | 60K | – |
| FORD MTR CO DEL | COM | 876 | 62K | – |
| GENERAL ELECTRIC CO | COM | 259 | 3K | – |
| GENWORTH FINL INC | COM CL A | 1K | 361K | – |
| GRAFTECH INTL LTD | COM | 2K | 152K | – |
| HANESBRANDS INC. | COM | 451 | 26K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 523 | 7K | – |
| HARVARD BIOSCIENCE INC | COM | 628 | 90K | – |
| HILL INTL INC | COM | 963 | 465K | – |
| HILLMAN SOULUTIONS CORP | COM | 2K | 126K | – |
| HOSTESS BRANDS INC | CL A | 790 | 45K | – |
| HUNTSMAN CORP | COM | 226 | 8K | – |
| INFINERA CORP | COM | 1K | 164K | – |
| INGLES MKTS INC | CL A | 918 | 14K | – |
| KNOWLES CORP | COM | 692 | 37K | – |
| LAZARD LTD | SHS A | 2K | 39K | – |
| LSI INDS INC OHIO | COM | 2K | 209K | – |
| MANITEX INTL INC | COM | 677 | 94K | – |
| MATRIX SVC CO | COM | 762 | 73K | – |
| METLIFE INC | COM | 502 | 8K | – |
| MGIC INVT CORP WIS | COM | 1K | 99K | – |
| MICROSOFT CORP | COM | 509 | 2K | – |
| MOLSON COORS BEVERAGE CO | CL B | 862 | 19K | – |
| MYERS INDS INC | COM | 263 | 13K | – |
| NATIONAL WESTN LIFE GROUP IN | CL A | 2K | 7K | – |
| NOKIA CORP | SPONSORED ADR | 283 | 52K | – |
| O-I GLASS INC | COM | 1K | 82K | – |
| OLD REP INTL CORP | COM | 625 | 27K | – |
| PACTIV EVERGREEN INC | COM | 608 | 49K | – |
| PACWEST BANCORP DEL | COM | 540 | 12K | – |
| PBF LOGISTICS LP | UNIT LTD PTNR | 293 | 23K | – |
| PFIZER INC | COM | 349 | 8K | – |
| PHILIP MORRIS INTL INC | COM | 863 | 9K | – |
| PHOTRONICS INC | COM | 1K | 90K | – |
| PURE CYCLE CORP | COM NEW | 324 | 24K | – |
| QUANTUM CORP | COM NEW | 469 | 91K | – |
| RALPH LAUREN CORP | CL A | 779 | 7K | – |
| SANMINA CORPORATION | COM | 622 | 16K | – |
| SCHWEITZER-MAUDUIT INTL INC. | COM | 632 | 18K | – |
| SEABOARD CORP DEL | COM | 779 | 190 | – |
| SIRIUSPOINT LTD | COM | 2K | 182K | – |
| SP PLUS CORP | COM | 210 | 7K | – |
| STEWART INFORMATION SVCS COR | COM | 550 | 9K | – |
| TECK RESOURCES LTD | CL B | 383 | 15K | – |
| TIPTREE INC | COM | 958 | 96K | – |
| TRUSTCO BK CORP N Y | COM NEW | 2K | 49K | – |
| TWITTER INC | COM | 266 | 4K | – |
| TYSON FOODS INC | CL A | 1K | 14K | – |
| UNDER ARMOUR INC | CL A | 605 | 30K | – |
| UNISYS CORP | COM NEW | 2K | 76K | – |
| VENATOR MATLS PLC | SHS | 164 | 58K | – |
| VISHAY INTERTECHNOLOGY INC | COM | 419 | 21K | – |
| VONAGE HLDGS CORP | COM | 2K | 96K | – |
| WELLS FARGO CO NEW | COM | 923 | 20K | – |
| WESTLAKE CHEM PARTNERS LP | COM UNIT RP LP | 711 | 29K | – |
| WILLIAMS INDL SVCS GROUP INC | COM | 751 | 176K | – |