J. SAFRA ASSET MANAGEMENT CORPORATION
Adviser information for J. SAFRA ASSET MANAGEMENT CORPORATION last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,569 | $3.6B |
| Non-Discretionary | 6 | $81.0M |
| Total | 2,575 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 320 | $124.8M |
| HNW Individuals | 2,166 | $3.1B |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $40.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 88 | $422.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 85 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersINVESTMENT CONSULTING TO INVESTMENT MANAGERS |
|---|---|
| Compensation | % of AUMFixed fees% OF ASSETS UNDER CONSULTATION |
Identifiers
| SEC RIA File Number | 801-63032 |
|---|---|
| SEC ERA File Number | 801-63032 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131243 |
| Legal Entity Identifier | None |
Principal Office
546 FIFTH AVENUENEW YORK CITY
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-704-5553, Fax: None
Chief Compliance Officer
FERNANDA BOMFIM
CHIEF COMPLIANCE OFFICER
21500 BISCAYNE BOULEVARD
SUITE #503
AVENTURA
FL
United States
Tel:
786-777-6013
F**************@********M
(Full email address available in API data)
Regulatory Contact
PETER JAVIER
DIRECTOR
546 FIFTH AVENUE
NEW YORK
NY
United States
Tel:
2127049361
P***********@********M
(Full email address available in API data)
Industry Affiliates
| BANK J. SAFRA SARASIN LTD | Other investment adviser, including financial plannersBanking or thrift institution |
| J SAFRA INC | Insurance company or agency |
| J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD | Other investment adviser, including financial planners |
| JS GENERAL PARTNER L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| SAFRA NATIONAL BANK OF NEW YORK | Banking or thrift institutionTrust company |
| SAFRA SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GUARDING INVESTMENT HOLDINGS LP | Private Equity Fund | $8.0M | $0.0M | 2 |
| MYHOBBY GLOBAL STRATEGY FUND LTD. | FUND OF FUND | $68.8M | $0.1M | 1 |
| SPE US FUND L.P. | Private Equity Fund | $64.4M | $0.1M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BONFIM, CARLOS, CESAR BERTACO | Individual | – | DIRECTOR | 08/2004 | < 5% |
| SAFRA NEW YORK CORPORATION | Domestic Entity | – | SHAREHOLDER | 03/2005 | > 75% |
| MORATO, SIMONI, PASSOS | Individual | – | DIRECTOR | 07/2008 | < 5% |
| GRUNWALD, MARK, STEVEN | Individual | – | DIRECTOR | 10/2009 | < 5% |
| SNBNY HOLDINGS LIMITED, GIBRALTAR | Foreign Entity | SAFRA NEW YORK CORPORATION | SOLE SHAREHOLDER | 03/2005 | > 75% |
| JAVIER, SIGMUND, PETER | Individual | – | DIRECTOR | 10/2011 | < 5% |
| COLOMBO, RAFAELO | Individual | – | DIRECTOR | 07/2016 | < 5% |
| BARROS, PATRICK, GODEFROY | Individual | – | CEO, DIRECTOR | 08/2019 | < 5% |
| Araujo, Fernanda, Bomfim | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| TOLIA, PARIN, HARENDRA | Individual | – | CHIEF INVESTMENT OFFICER | 01/2015 | < 5% |
| THE ESTATE OF JOSEPH YACOUB SAFRA | Foreign Entity | SNBNY HOLDINGS LIMITED, GIBRALTAR | SHAREHOLDER | 09/2021 | > 75% |
| SAFRA, VICKY | Individual | THE ESTATE OF JOSEPH YACOUB SAFRA | EXECUTRIX | 09/2021 | 25-50% |
| SAFRA, JACOB, JOSEPH | Individual | THE ESTATE OF JOSEPH YACOUB SAFRA | SHAREHOLDER | 03/2023 | 25-50% |
| SAFRA, DAVID, JOSEPH | Individual | THE ESTATE OF JOSEPH YACOUB SAFRA | SHAREHOLDER | 03/2023 | 25-50% |
| SAFRA, ALBERTO, JOSEPH | Individual | THE ESTATE OF JOSEPH YACOUB SAFRA | SHAREHOLDER | 03/2023 | |
| DAYAN, ESTHER, SAFRA | Individual | THE ESTATE OF JOSEPH YACOUB SAFRA | SHAREHOLDER | 03/2023 |