THE DAVID J. YVARS GROUP, INC.
THE DAVID J. YVARS, GROUP, INC Legal Name
Adviser information for THE DAVID J. YVARS GROUP, INC. last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 4 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 761 | $178.7M |
Non-Discretionary | 158 | $81.6M |
Total | 919 | $260.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 350 | $48.1M |
HNW Individuals | 118 | $147.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 65 | $64.8M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
---|---|
Compensation | % of AUM |
Principal Office
7706 SLOANE GARDENS COURTUNIVERSITY PARK
FL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (914) 741-9700, Fax: (914) 741-9714
Websites
Chief Compliance Officer
DAVID J. YVARS, SR.
CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER & SENIOR PORTFOLIO MANAGER
7706 SLOANE GARDENS COURT
UNIVERSITY PARK
FL
United States
Tel:
(914) 741-9700
Fax:
(914) 741-9714
D****@*************M
(Full email address available in API data)
Regulatory Contact
JOANNE PUGNI
CLIENT SERVICE MANAGER
400 COLUMBUS AVENUE
SUITE 30S
VALHALLA
NY
United States
Tel:
(914) 741-9700
Fax:
(914) 741-9714
J*****@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
YVARS, DAVID, JAMES | Individual | – | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER | 03/2004 | > 75% |
COLLABOLLETTA, MARY JO | Individual | – | CHIEF OPERATING OFFICER | 06/2004 | < 5% |
JR YVARS, DAVID, JAMES | Individual | – | CHIEF FINANCIAL OFFICER AND FINANCIAL ADVISOR | 06/2007 | 10-25% |
LEE, JOSEPH, DENNIS | Individual | – | VICE PRESIDENT AND FINANCIAL ADVISOR | 06/2004 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADVANCED ENERGY INDS | COM | 240K | 2K | – |
ADVANCED MICRO DEVICES INC | COM | 601K | 4K | – |
ALPHABET INC | CAP STK CL A | 672K | 4K | – |
ALPHABET INC | CAP STK CL C | 465K | 3K | – |
AMAZON COM INC | COM | 1M | 7K | – |
AMERICAN ELEC PWR CO INC | COM | 360K | 4K | – |
APPLE INC | COM | 5M | 24K | – |
ARISTA NETWORKS INC | COM | 3M | 7K | – |
ARM HOLDINGS PLC | SPONSORED ADS | 4M | 27K | – |
AT&T INC | COM | 316K | 17K | – |
BANK AMERICA CORP | COM | 4M | 102K | – |
BLACKROCK ENHANCD CAP & INM | COM | 484K | 24K | – |
BLACKROCK ENHANCED EQUITY DI | COM | 937K | 115K | – |
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 87K | 12K | – |
CADENCE DESIGN SYSTEM INC | COM | 4M | 12K | – |
CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 460K | 27K | – |
COMFORT SYS USA INC | COM | 3M | 10K | – |
CONSOLIDATED EDISON INC | COM | 771K | 9K | – |
CROWDSTRIKE HLDGS INC | CL A | 4M | 12K | – |
DOMINION ENERGY INC | COM | 203K | 4K | – |
EATON VANCE RISK-MANAGED DIV | COM | 134K | 15K | – |
EATON VANCE TAX-MANAGED DIVE | COM | 536K | 38K | – |
EATON VANCE TAX-MANAGED GLOB | COM | 421K | 50K | – |
ELI LILLY & CO | COM | 1M | 1K | – |
ETF SER SOLUTIONS | DEFIANCE QUANT | 516K | 8K | – |
EXXON MOBIL CORP | COM | 602K | 5K | – |
FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 277K | 6K | – |
FLEXSHARES TR | QUALT DIVD IDX | 271K | 4K | – |
GABELLI EQUITY TR INC | COM | 93K | 18K | – |
GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 836K | 56K | – |
GUGGENHEIM TAXABLE MUNICP BO | COM | 691K | 43K | – |
HOME DEPOT INC | COM | 344K | 999 | – |
HUMACYTE INC | COM | 109K | 23K | – |
INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 230K | 12K | – |
INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 1M | 32K | – |
INVESCO QQQ TR | UNIT SER 1 | 12M | 25K | – |
ISHARES TR | CORE HIGH DV ETF | 316K | 3K | – |
ISHARES TR | CORE S&P MCP ETF | 5M | 93K | – |
ISHARES TR | CORE S&P SCP ETF | 966K | 9K | – |
ISHARES TR | CORE S&P500 ETF | 30M | 54K | – |
ISHARES TR | IBOXX HI YD ETF | 2M | 25K | – |
ISHARES TR | IBOXX INV CP ETF | 860K | 8K | – |
ISHARES TR | ISHARES SEMICDTR | 7M | 29K | – |
ISHARES TR | SELECT DIVID ETF | 1M | 10K | – |
JPMORGAN CHASE & CO. | COM | 380K | 2K | – |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 146K | 21K | – |
MCDONALDS CORP | COM | 240K | 942 | – |
META PLATFORMS INC | CL A | 822K | 2K | – |
MICROSOFT CORP | COM | 12M | 26K | – |
MONGODB INC | CL A | 617K | 2K | – |
NETFLIX INC | COM | 337K | 500 | – |
NEURONETICS INC | COM | 120K | 67K | – |
NEW AMER HIGH INCOME FD INC | COM NEW | 179K | 24K | – |
NORFOLK SOUTHN CORP | COM | 341K | 2K | – |
NOVO-NORDISK A S | ADR | 4M | 31K | – |
NUVEEN CORE EQUITY ALPHA FD | COM | 163K | 11K | – |
NUVEEN NEW YORK AMT QLT MUNI | COM | 411K | 37K | – |
NVIDIA CORPORATION | COM | 13M | 109K | – |
OCUGEN INC | COM | 64K | 42K | – |
ORACLE CORP | COM | 223K | 2K | – |
PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
PFIZER INC | COM | 279K | 10K | – |
ROYCE SMALL CAP TRUST INC | COM | 455K | 32K | – |
SALESFORCE INC | COM | 4M | 16K | – |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 777K | 11K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | 14K | – |
SERVICENOW INC | COM | 342K | 435 | – |
SOUTHERN CO | COM | 555K | 7K | – |
SPDR SER TR | BBG CONV SEC ETF | 4M | 62K | – |
SPOTIFY TECHNOLOGY S A | SHS | 4M | 12K | – |
SYNOPSYS INC | COM | 2M | 3K | – |
TESLA INC | COM | 241K | 1K | – |
THE TRADE DESK INC | COM CL A | 230K | 2K | – |
VANECK ETF TRUST | FALLEN ANGEL HG | 326K | 12K | – |
VANGUARD INDEX FDS | GROWTH ETF | 205K | 547 | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 995K | 4K | – |
VANGUARD INDEX FDS | MID CAP ETF | 301K | 1K | – |
WALMART INC | COM | 541K | 8K | – |