Hedge Fund Database

HORIZON INVESTMENT SERVICES, LLC.

Adviser information for HORIZON INVESTMENT SERVICES, LLC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 549 $258.3M
Non-Discretionary 0 $0
Total 549 $258.3M

Clients

Type Number RAUM
Individuals 235 $110.2M
HNW Individuals 43 $118.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 27 $8.6M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $21.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 13
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCREATE PRODUCTS FOR SPONSORS OF UIT PRODUCTS AND VARIOUS INDICES
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 2.9M
Both for Same 0
Portfolio Manager to Program Sponsor
MANAGER SELECT LPL FINANCIAL LLC
MANAGER ACCESS SELECT LPL FINANCIAL LLC

Identifiers

SEC RIA File Number 801-63047
SEC ERA File Number 801-63047
SEC CIK Numbers 1426940
SEC CRD Numbers 110642
Legal Entity Identifier None

Principal Office

7412 CALUMET AVE
HAMMOND
IN
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 219-852-3215, Fax: 219-852-3218

Websites

www.youtube.com/channel/ucf80bbxlimtpuicx41e2elq www.horizoninvestment.com

Chief Compliance Officer

THOMAS J. HATHOOT
COMPLIANCE OFFICER
7412 CALUMET AVENUE
HAMMOND
IN
United States
Tel: (219) 852-3215
Fax: (219) 852-3218
(Full email address available in API data)

Regulatory Contact

CHARLES B. CARLSON
CEO
7412 CALUMET AVENUE
HAMMOND
IN
United States
Tel: (219) 852-3215
Fax: (219) 852-3218
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HATHOOT, THOMAS, JOSEPH Individual – CHIEF COMPLIANCE OFFICER/CFO 11/1997 < 5%
HORIZON MANAGEMENT SERVICES, INC Domestic Entity – MEMBER 11/1997 > 75%
EVANS, ROBERT, THOMAS Individual – PRESIDENT 11/1997 < 5%
CARLSON, CHARLES, BRIAN Individual – CHIEF EXECUTIVE OFFICER 11/1997 < 5%
MORONEY, RICHARD, JOHN Individual – CHIEF INVESTMENT OFFICER 11/1997 < 5%
MACKENZIE EVANS, CHERYL Individual – SECRETARY 01/2001 < 5%
EVANS, ROBERT, THOMAS Individual HORIZON MANAGEMENT SERVICES, INC SHAREHOLDER - VOTING AND NONVOTING 06/1995 > 75%

No. Employees, Historic

20100201920202021202220232024202514 on 12/2/201914 on 1/3/202014 on 3/30/202014 on 6/24/202014 on 12/2/202014 on 3/25/202114 on 4/21/202114 on 11/11/202114 on 1/10/202214 on 3/24/202214 on 10/26/202214 on 3/20/202314 on 9/20/202314 on 1/19/202414 on 2/12/202414 on 3/19/202414 on 3/26/2024

RAUM, Historic

300M150M02019202020212022202320242025193880016 on 12/2/2019193880016 on 1/3/2020198775013 on 3/30/2020198775013 on 6/24/2020198775013 on 12/2/2020215268080 on 3/25/2021215268080 on 4/21/2021215268080 on 11/11/2021215268080 on 1/10/2022281234015 on 3/24/2022281234015 on 10/26/2022224029793 on 3/20/2023224029793 on 9/20/2023224029793 on 1/19/2024224029793 on 2/12/2024258266022 on 3/19/2024258266022 on 3/26/2024

No. Clients, Historic

50025002019202020212022202320242025448 on 12/2/2019448 on 1/3/2020300 on 3/30/2020300 on 6/24/2020300 on 12/2/2020280 on 3/25/2021280 on 4/21/2021280 on 11/11/2021280 on 1/10/2022316 on 3/24/2022316 on 10/26/2022287 on 3/20/2023287 on 9/20/2023287 on 1/19/2024287 on 2/12/2024311 on 3/19/2024311 on 3/26/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACI WORLDWIDE INC COM 469K 12K –
ADOBE INC COM 214K 386 –
ALPHABET INC CAP STK CL A 8M 46K –
ALPHABET INC CAP STK CL C 2M 9K –
AMAZON COM INC COM 919K 5K –
AMEREN CORP COM 1M 16K –
AMERICAN EXPRESS CO COM 2M 8K –
APOGEE ENTERPRISES INC COM 704K 11K –
APPLE INC COM 7M 33K –
APPLIED MATLS INC COM 9M 38K –
APPLOVIN CORP COM CL A 2M 29K –
ARCHROCK INC COM 840K 42K –
ATMOS ENERGY CORP COM 339K 3K –
AZZ INC COM 465K 6K –
BOEING CO COM 224K 1K –
BOOKING HOLDINGS INC COM 2M 554 –
BP PLC SPONSORED ADR 773K 21K –
BRINKS CO COM 1M 12K –
BROADCOM INC COM 6M 4K –
CABOT CORP COM 356K 4K –
CHUBB LIMITED COM 5M 19K –
COMCAST CORP NEW CL A 533K 14K –
COMFORT SYS USA INC COM 2M 7K –
DELL TECHNOLOGIES INC CL C 5M 35K –
DUKE ENERGY CORP NEW COM NEW 480K 5K –
ELEVANCE HEALTH INC COM 2M 4K –
ELI LILLY & CO COM 2M 2K –
EMCOR GROUP INC COM 3M 8K –
ENTERGY CORP NEW COM 209K 2K –
EOG RES INC COM 2M 18K –
ESQUIRE FINL HLDGS INC COM 1M 30K –
ESSENTIAL UTILS INC COM 295K 8K –
EXXON MOBIL CORP COM 369K 3K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 3M 67K –
FISERV INC COM 3M 22K –
GRAINGER W W INC COM 700K 776 –
GREENBRIER COS INC COM 248K 5K –
HARTFORD FINL SVCS GROUP INC COM 3M 33K –
INGERSOLL RAND INC COM 3M 29K –
ISHARES TR CORE DIV GRWTH 2M 34K –
ISHARES TR CORE S&P SCP ETF 332K 3K –
ISHARES TR CORE S&P500 ETF 278K 508 –
ISHARES TR INTERNATIONAL SL 617K 19K –
ISHARES TR ISHS 1-5YR INVS 209K 4K –
ISHARES TR ISHS 5-10YR INVT 756K 15K –
ISHARES TR MRGSTR MD CP GRW 2M 22K –
ISHARES TR MSCI EAFE ETF 284K 4K –
ISHARES TR RUS 1000 ETF 4M 12K –
ITT INC COM 2M 13K –
JPMORGAN CHASE & CO. COM 255K 1K –
LAM RESEARCH CORP COM 9M 9K –
MERCK & CO INC COM 241K 2K –
META PLATFORMS INC CL A 4M 8K –
MICROSOFT CORP COM 10M 22K –
MODINE MFG CO COM 342K 3K –
NATIONAL FUEL GAS CO COM 300K 6K –
NETAPP INC COM 3M 27K –
NEXTERA ENERGY INC COM 2M 34K –
NISOURCE INC COM 334K 12K –
NMI HLDGS INC COM 638K 19K –
NOVO-NORDISK A S ADR 419K 3K –
NRG ENERGY INC COM NEW 495K 6K –
NVIDIA CORPORATION COM 12M 94K –
ONEOK INC NEW COM 386K 5K –
OSHKOSH CORP COM 880K 8K –
PACCAR INC COM 3M 24K –
PARKER-HANNIFIN CORP COM 4M 8K –
PEPSICO INC COM 280K 2K –
PHILIP MORRIS INTL INC COM 385K 4K –
POWELL INDS INC COM 922K 6K –
PRICESMART INC COM 386K 5K –
PRIMORIS SVCS CORP COM 389K 8K –
PROCTER AND GAMBLE CO COM 307K 2K –
PROGRESSIVE CORP COM 1M 5K –
QUALCOMM INC COM 5M 23K –
QUANTA SVCS INC COM 307K 1K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 2M 28K –
SCHWAB STRATEGIC TR US BRD MKT ETF 665K 11K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 609K 8K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR SER TR PORTFLI HIGH YLD 7M 282K –
SPDR SER TR S&P 600 SMCP GRW 314K 4K –
STERLING INFRASTRUCTURE INC COM 3M 22K –
TD SYNNEX CORPORATION COM 3M 24K –
TESLA INC COM 600K 3K –
THE CIGNA GROUP COM 2M 7K –
THERMO FISHER SCIENTIFIC INC COM 1M 3K –
UNITED THERAPEUTICS CORP DEL COM 208K 654 –
UNITEDHEALTH GROUP INC COM 2M 4K –
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 725K 8K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 977K 14K –
VANGUARD INDEX FDS GROWTH ETF 793K 2K –
VANGUARD INDEX FDS MCAP VL IDXVIP 452K 3K –
VANGUARD INDEX FDS SM CP VAL ETF 273K 1K –
VANGUARD INDEX FDS SML CP GRW ETF 205K 820 –
VANGUARD INDEX FDS TOTAL STK MKT 588K 2K –
VANGUARD INDEX FDS VALUE ETF 689K 4K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 9M 113K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 1M 17K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 56K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 656K 6K –
VANGUARD WORLD FD MEGA CAP VAL ETF 2M 17K –
VANGUARD WORLD FD MEGA GRWTH IND 4M 12K –
VERTEX PHARMACEUTICALS INC COM 3M 6K –
VERTIV HOLDINGS CO COM CL A 476K 6K –
VICTORY CAP HLDGS INC COM CL A 720K 15K –
VISA INC COM CL A 4M 15K –
VISTRA CORP COM 709K 8K –
WILLIAMS SONOMA INC COM 202K 717 –