WEALTHPRO, LLC
Adviser information for WEALTHPRO, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 297 | $44.3M |
| Total | 297 | $44.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 94 | $42.6M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)INVESTMENT CONSULTING + REGULAR CLIENT UPDATE LETTERS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-63064 |
|---|---|
| SEC ERA File Number | 801-63064 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127907 |
| Legal Entity Identifier | None |
Principal Office
15 FIRST AVENUEGLOVERSVILLE
NY
United States
Monday - Friday, 9:30AM-4:00PM
Tel: 518-725-6111, Fax: 518-725-4042
Chief Compliance Officer
NEAL J. SOLOMON
MANAGING MEMBER, MANAGING DIRECTOR
15 FIRST AVENUE
GLOVERSVILLE
NY
United States
Tel:
(518)725-6111
Fax:
(518)725-4042
N***@********S
(Full email address available in API data)
Industry Affiliates
| NEAL JAY SOLOMON | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOLOMON, NEAL, JAY | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 07/2003 | > 75% |
| SOLOMON, ROBIN, MARA | Individual | – | MANAGER | 07/2003 | < 5% |