STONNINGTON GROUP, LLC
Adviser information for STONNINGTON GROUP, LLC last updated from Form ADV on June 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 471 | $458.7M |
| Non-Discretionary | 105 | $94.4M |
| Total | 576 | $553.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 118 | $38.2M |
| HNW Individuals | 127 | $464.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $37.1M |
| Charitable organizations | <5 | $8.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.4M |
| Other | 1 | $13,186 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)MORTGAGE ORIGINATION |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agentMORTGAGE ORIGINATOR |
Identifiers
| SEC RIA File Number | 801-63081 |
|---|---|
| SEC ERA File Number | 801-63081 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131221 |
| Legal Entity Identifier | None |
Principal Office
600 S. LAKE AVESUITE 502
PASADENA
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (626) 469-8168, Fax: (626) 796-5834
Chief Compliance Officer
NICHOLAS H STONNINGTON, JR
600 S. LAKE AVE
SUITE 502
PASADENA
CA
United States
Tel:
(626) 469-8169
N*******@*******************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS H STONNINGTON
600 S. LAKE AVE
SUITE 502
PASADENA
CA
United States
Tel:
626.469.8168
N***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STONNINGTON ASSET ALLOCATION, LP | Private Equity Fund | $2.5M | $0.1M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STONNINGTON, NICHOLAS, HENRY | Individual | – | MANAGING MEMBER | 03/2005 | > 75% |
| STONNINGTON, NICHOLAS, HENRY | Individual | – | CCO | 04/2021 | < 5% |