ARDIAN
ARDIAN US LLC Legal Name
Adviser information for ARDIAN last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 123 |
|---|---|
| Investment Advisory/Research | 76 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 10 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-63098 |
|---|---|
| SEC ERA File Number | 801-63098 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121326 |
| Legal Entity Identifier | None |
Principal Office
1370 AVENUE OF THE AMERICAS24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 - 5:00
Tel: 212-506-5610, Fax: None
Websites
www.ardian.com/
www.twitter.com/ardian
www.linkedin.com/company/ardian
www.twitter.com/ardian_infra
www.linkedin.com/showcase/ardian-expansion
www.linkedin.com/showcase/ardian-infrastructure
www.linkedin.com/showcase/ardian-growth
www.youtube.com/channel/uchlb3w4x0v6lnv7794l8uow
www.linkedin.com/company/jobs-&-internships/
www.linkedin.com/showcase/ardian-women's-club/
activity-report-2020.ardian.com/
www.linkedin.com/showcase/ardian-buyout/
activity-sustainability-reports-2021.ardian.com/
ardian-integrated-report.ardian.com/2022/
ardian-10-years.ardian.com/
www.instagram.com/ardian.realestate/
Chief Compliance Officer
MICHAEL P. FERRAGAMO
HEAD OF GLOBAL COMPLIANCE
1370 AVENUE OF THE AMERICAS
24TH FLOOR
NEW YORK
NY
United States
Tel:
212-506-5610
Fax:
212-506-5610
M****************@*********M
(Full email address available in API data)
Regulatory Contact
EDWARD HICKES
CHIEF COMPLIANCE OFFICER
1370 AVENUE OF THE AMERICAS
24TH FLOOR
NEW YORK
NY
United States
Tel:
212-506-5610
E************@*********M
(Full email address available in API data)
Industry Affiliates
| ARDIAN AMERICAS CROSSROADS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARDIAN AMERICAS INFRASTRUCTURE IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARDIAN AMERICAS INFRASTRUCTURE V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARDIAN BEIJING CONSULTING LIMITED COMPANY | Other investment adviser, including financial planners |
| ARDIAN CANADA INC. | Other investment adviser, including financial planners |
| ARDIAN CHILE S.P.A. | Other investment adviser, including financial planners |
| ARDIAN FRANCE | Other investment adviser, including financial planners |
| ARDIAN GERMANY GMBH | Other investment adviser, including financial planners |
| ARDIAN INVESTMENT SINGAPORE PTE LTD | Other investment adviser, including financial planners |
| ARDIAN INVESTMENT SWITZERLAND AG | Other investment adviser, including financial planners |
| ARDIAN INVESTMENT UK LIMITED | Other investment adviser, including financial planners |
| ARDIAN ITALY SRL | Other investment adviser, including financial planners |
| ARDIAN JAPAN CO. LTD | Other investment adviser, including financial planners |
| ARDIAN JERSEY LIMITED | Other investment adviser, including financial planners |
| ARDIAN KOREA | Other investment adviser, including financial planners |
| ARDIAN LIMITED | Other investment adviser, including financial planners |
| ARDIAN LUXEMBOURG S.A.R.L | Other investment adviser, including financial planners |
| ARDIAN NORTH AMERICA FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARDIAN SPAIN S.L.U. | Other investment adviser, including financial planners |
| ARDIAN T CO-INVEST GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASF VIII-T FC GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLDEN CAPITAL CO-INVESTMENTS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| HY24 | Other investment adviser, including financial planners |
| LPIP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MASS ASCENSION GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARDIAN AMERICAS CROSSROADS LP | Private Equity Fund | $54.4M | $5.0M | 1 |
| ARDIAN AMERICAS INFRASTRUCTURE FUND IV LP | Private Equity Fund | $86.6M | $5.0M | 2 |
| ARDIAN AMERICAS INFRASTRUCTURE FUND V LP | Private Equity Fund | $409.4M | $5.0M | 14 |
| ARDIAN INFRASTRUCTURE T CO-INVEST LP | Private Equity Fund | $122.2M | $5.0M | 1 |
| ARDIAN NORTH AMERICA FUND II LP | Private Equity Fund | $480.9M | $5.0M | 55 |
| ASF VIII-T FEEDER-CAR LP | Private Equity Fund | $39.1M | $5.0M | 13 |
| GOLDEN CAPITAL CO-INVESTMENTS LP | Private Equity Fund | $104.6M | $5.0M | 1 |
| LIBERTY PRIVATE INVESTMENT POOL LP | Private Equity Fund | $108.6M | $5.0M | 1 |
| MASS ASCENSION CO-INVEST LP | Private Equity Fund | $181.0M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARDIAN | Foreign Entity | – | SOLE MEMBER OF LIMITED LIABILITY COMPANY | 07/1999 | > 75% |
| FERRAGAMO, MICHAEL, PATRICK | Individual | – | HEAD OF GLOBAL COMPLIANCE | 12/2004 | < 5% |
| LEPEU, AYMERIC, JEAN | Individual | – | EXECUTIVE BOARD MEMBER | 07/2010 | < 5% |
| COLAS, VLADIMIR | Individual | – | EXECUTIVE BOARD MEMBER | 07/2010 | < 5% |
| ARDIAN HOLDING | Foreign Entity | ARDIAN | SHAREHOLDER | 11/2014 | > 75% |
| BENEDETTI, MARK | Individual | – | EXECUTIVE BOARD MEMBER | 11/2013 | < 5% |
| FANDOZZI, VINCENT, PASQUALE | Individual | – | EXECUTIVE BOARD MEMBER | 10/2017 | < 5% |
| MION, STEFANO, ANTONIO | Individual | – | EXECUTIVE BOARD MEMBER | 06/2020 | < 5% |
| BASQUIN, THIBAULT | Individual | – | EXECUTIVE BOARD MEMBER | 06/2020 | < 5% |
| Bane, Michael | Individual | – | EXECUTIVE BOARD MEMBER | 06/2020 | < 5% |
| MIRANDA, ALFRED | Individual | – | EXECUTIVE BOARD MEMBER | 02/2022 | < 5% |
| HICKES, EDWARD, THOMAS | Individual | – | EXECUTIVE BOARD MEMBER / CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |