Hedge Fund Database

RICHARDSON CAPITAL MANAGEMENT, LLC

Adviser information for RICHARDSON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wisconsin, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 84 $347.5M
Non-Discretionary 138 $97.9M
Total 222 $445.5M

Clients

Type Number RAUM
Individuals 95 $46.9M
HNW Individuals 126 $398.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $490,090
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesANALYSIS OF EXISTING PORTFOLIOS AND ADVICE
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-63149
SEC ERA File Number 801-63149
SEC CIK Numbers 1621646
SEC CRD Numbers 130985
Legal Entity Identifier None

Principal Office

W134 N8688 EXECUTIVE PARKWAY
MENOMONEE FALLS
WI
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 262-255-4100, Fax: 262-255-4410

Websites

richardson-financial.com

Chief Compliance Officer

SCOTT RICHARDSON
PRESIDENT
W134 N8688 EXECUTIVE PARKWAY
MENOMONEE FALLS
WI
United States
Tel: 262-255-4100
Fax: 262-255-4410
(Full email address available in API data)

Regulatory Contact

MARY OLSON
INVESTMENT ADMINISTRATOR
W134 N8688 EXECUTIVE PARKWAY
MENOMONEE FALLS
WI
United States
Tel: 262-255-4100
Fax: 262-255-4410
(Full email address available in API data)

Industry Affiliates

RICHARDSON FINANCIAL GROUP Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RICHARDSON, SCOTT, PATRICK Individual – PRESIDENT & CHIEF COMPLIANCE OFFICER 04/2004 < 5%
PLR IRREVOCABLE TRUST Domestic Entity – MEMBER 04/2004 50-75%
RICHARDSON, PATRICIA, L Individual PLR IRREVOCABLE TRUST TRUSTEE 04/2004 50-75%
SPR IRREVOCABLE TRUST Domestic Entity – MEMBER 12/2009 25-50%
RICHARDSON, SCOTT, PATRICK Individual SPR IRREVOCABLE TRUST TRUSTEE 12/2009 25-50%

No. Employees, Historic

10502020202120222023202420256 on 3/26/20206 on 6/24/20206 on 3/8/20216 on 9/9/20216 on 9/9/20216 on 9/10/20216 on 9/15/20216 on 3/17/20226 on 3/23/20236 on 3/20/2024

RAUM, Historic

500M250M0202020212022202320242025285199015 on 3/26/2020285199015 on 6/24/2020365642931 on 3/8/2021365642931 on 9/9/2021365642931 on 9/9/2021365642931 on 9/10/2021365642931 on 9/15/2021417016513 on 3/17/2022402984186 on 3/23/2023445461076 on 3/20/2024

No. Clients, Historic

3001500202020212022202320242025149 on 3/26/2020149 on 6/24/2020169 on 3/8/2021169 on 9/9/2021169 on 9/9/2021169 on 9/10/2021169 on 9/15/2021189 on 3/17/2022204 on 3/23/2023222 on 3/20/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
A T & T Corp COM 6K 310 –
Abbott Laboratories COM 1K 13 –
Accenture Ltd Cl A SHS CLASS A 3K 9 –
Adient Plc Ord Shs ORD SHS 346 14 –
Adobe Systems Inc COM 3K 6 –
Advanced Micro Devices COM 93K 571 –
AerCap Holdings NV SHS 5K 50 –
ALPS O Shares US Sm-Cp Qul Div ETF US 155K 4K –
Amazon.com Inc COM 151K 783 –
American Water Works Co Inc COM 9K 72 –
Apple Computer Inc COM 361K 2K –
Aqua Metals Inc COM 774 2K –
ARK 21Shares Bitcoin ETF SHS BEN INT 152K 3K –
ARK Genomic Revolution ETF GENOMIC REV ETF 17K 739 –
ARK Innovation ETF INNOVATION ETF 450K 10K –
Artisan Partners Asset Mgmt Inc CL A 4K 108 –
Astrazeneca Plc Adr SPONSORED ADR 5K 64 –
Axcelis Technologies Inc COM NEW 7K 51 –
B H P Billiton Limited SPONSORED ADS 18K 322 –
Bank Of America Corp COM 24K 600 –
Berkshire Hathaway Cl B CL B NEW 84K 206 –
BIRKENSTOCK HOLDING ORD COM SHS 27K 500 –
Bitcoin Investment Trust SHS REP COM UT 116K 2K –
Blackstone Mortgage Trust Inc A COM CL A 6K 334 –
Boeing Co COM 50K 275 –
Booz Allen Hamilton Holding Corp CL A 4K 29 –
Boston Scientific Corp COM 3K 34 –
Broadcom Ltd COM 85K 53 –
Cardinal Health Inc COM 19K 190 –
Carnival Corp New UNIT 99/99/9999 30K 2K –
Carrier Global Corp-Wi COM 133K 2K –
Check Point Software Technologies Ltd ORD 5K 29 –
Chevron Corporation COM 57K 365 –
Cisco Systems Inc COM 15K 325 –
Citigroup Inc COM NEW 16K 250 –
CMS Energy Corp COM 1K 25 –
Coca-Cola Company COM 41K 650 –
Coca-Cola Europacific Partners PLC SHS 5K 63 –
Conocophillips COM 28K 245 –
CONSTELLATION ENERGY ORD WI COM 23K 116 –
Corteva Inc com COM 3K 47 –
Costco Wholesale Corp COM 121K 142 –
CrowdStrike Holdings Inc CL A 52K 135 –
Dell Computer Corp CL C 10K 72 –
Disney Walt Co COM 14K 136 –
Dow Chemical Company COM 3K 56 –
Ecolab Inc COM 1K 6 –
Edwards Lifesciences Cp COM 3K 32 –
ENOVIX Corp COM 233K 15K –
ETRACS 2xMnthly Py Lvrgd US SmCpHiDivETN ETRACS MNTHLY B 4K 717 –
Exact Sciences Corp COM 21K 500 –
Exelon Corporation COM 12K 350 –
Ferrari N V COM 4K 10 –
FIDELITY ENHANCED LARGE CAP ETF ENHANCED LARGE 186K 6K –
Fidelity Total Bond ETF TOTAL BD ETF 43K 965 IRON Financial LLC
Flextronics International Ltd ORD 39K 1K –
FRANKLIN RESOURCES COM 15K 650 –
FTC Solar Inc COM 4K 10K –
Generac Holdings Inc COM 76K 578 –
Global X US Infrastructure Dev ETF US INFR DEV ETF 146K 4K –
Goldman Sachs Group Inc COM 45K 100 –
GOOGLE INC CAP STK CL C 15K 84 –
Google Inc Class A CAP STK CL A 62K 338 –
Harley Davidson, Inc. COM 6K 181 –
Hartford Total Return Bond ETF TOTAL RTRN ETF 40K 1K IRON Financial LLC
Home Depot Inc COM 21K 62 –
Honeywell International COM 36K 170 –
Intel Corp COM 9K 275 –
International Business Machines Corp COM 48K 275 –
Invesco NASDAQ 100 ETF NASDAQ 100 ETF 66K 337 –
Invesco QQQ Trust ETF UNIT SER 1 1M 2K –
Invesco S&P 500 GARP ETF S&P 500 GARP ETF 6K 56 –
Invesco S&P MidCap 400 Revenue ETF S&P MDCP 400 REV 2K 17 –
Invesco S&P SmallCap Health Care ETF S&P SMLCP HELT 20K 479 –
iShares 0-5 Year High Yield Corp Bond ETF 0-5YR HI YL CP 45K 1K –
iShares Core MSCI EAFE ETF CORE MSCI EAFE 168K 2K –
iShares Core S&P 500 ETF CORE S&P500 ETF 506K 924 –
iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 6M 96K –
iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 84K 784 –
iShares Core US Aggregate Bond ETF CORE US AGGBD ET 12K 119 –
iShares Currency Hedged MSCI EAFE ETF HDG MSCI EAFE 32K 902 –
iShares ESG Advanced MSCI EAFE ETF ESG EAFE ETF 15K 224 –
iShares Global 100 ETF GLOBAL 100 ETF 33K 340 –
iShares Global Tech ETF GLOBAL TECH ETF 302K 4K –
iShares MSCI EAFE Growth ETF EAFE GRWTH ETF 53K 518 –
iShares MSCI EAFE Value ETF EAFE VALUE ETF 25K 477 –
iShares MSCI USA Quality Factor ETF MSCI USA QLT FCT 62K 366 –
iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 565K 2K –
iShares Russell 1000 Value ETF RUS 1000 VAL ETF 25K 143 –
iShares Russell 2000 ETF RUSSELL 2000 18K 88 –
iShares Russell 2000 Growth ETF RUS 2000 286K 1K –
iShares Russell Mid-Cap ETF RUS MID CAP ETF 487K 6K –
iShares Russell Mid-Cap Growth ETF RUS MD CP GR ETF 675K 6K –
iShares Russell Mid-Cap Value ETF RUS MDCP VAL ETF 358K 3K –
iShares S&P Small-Cap 600 Value ETF SP SMCP600VL ETF 21K 213 –
iShares Silver Trust ISHARES 28K 1K –
iShares US Tech Independence Focused ETF U.S. TECH INDEPD 62K 820 –
iShares US Technology ETF U.S. TECH ETF 33K 218 –
J P Morgan Chase & Co COM 39K 192 –
Jabil Inc COM 49K 450 –
Johnson & Johnson COM 4K 24 –
Johnson Controls International plc SHS 12K 181 –
Kirby Corp COM 27K 225 –
Kyndryl Holdings Inc COMMON STOCK 1K 55 –
L3Harris Technologies Ord COM 3K 14 –
Lam Research Corp COM 10K 9 –
Lockheed Martin Corp COM 47K 100 –
Lyondellbasell Inds SHS - A - 12K 123 –
Marathon Digital Holdings Inc COM 133K 7K –
Matthews EM Discovery Active ETF EMERGING MKT DIS 2M 75K –
McDonald's Corp. COM 3K 13 –
MERCADOLIBRE INC. COM 3K 2 –
Meta Platforms Inc Class A CL A 93K 185 –
Microchip Technology Inc COM 46K 500 –
Microsoft Corp COM 9K 20 –
Mondelez Intl Inc Cl A CL A 4K 64 –
Netflix Inc. COM 3K 5 –
NEXTracker Inc CLASS A COM 11K 230 –
Nuveen ESG Small-Cap ETF NUVEEN ESG SMLCP 25K 624 –
NVIDIA Corp COM 587K 5K –
Oracle Corporation COM 3K 23 –
Pacer US Cash Cows 100 ETF US CASH COWS 100 106K 2K –
PHILLIPS 66 INC COMMON STOCK COM 16K 115 –
Qualcomm Inc COM 44K 220 –
Royal Caribbean Cruisesf COM 48K 300 –
S A P Aktiengesell Adr SPON ADR 4K 22 –
S&P Global Inc COM 4K 10 –
Salesforce Com COM 93K 360 –
Schlumberger Ltd COM STK 3K 53 –
Schwab 1000 Index ETF 1000 INDEX ETF 2M 31K –
Schwab Emerging Markets Equity ETF EMRG MKTEQETF 318K 12K –
Schwab International Equity ETF INTL EQTY ETF 338K 9K –
Schwab International Small-Cap Eq ETF INTL SCEQT ETF 150K 4K –
Schwab US Broad Market ETF US BRD MKT ETF 151K 2K –
Schwab US Dividend Equity ETF US DIVIDENDEQ 35M 449K –
Schwab US Large-Cap ETF US LRG CAP ETF 30M 472K –
Schwab US Large-Cap Growth ETF US LCAP GR ETF 26M 257K –
Schwab US Mid-Cap ETF US MID-CAP ETF 13M 167K –
Schwab US Small-Cap ETF US SML CAP ETF 275K 6K –
Schwab US TIPS ETF US TIPS ETF 22K 424 IRON Financial LLC
Sector SPDR - Financial FINANCIAL 368K 9K –
Sector SPDR - Technology TECHNOLOGY 20K 90 –
SIMON PROPERTY GROUP COM 2K 10 –
SLR Investment Corp COM 4K 264 –
Southwest Airlines Co COM 6K 200 –
SPDR Portfolio Developed World ex-US ETF PORTFOLIO DEVLPD 351K 10K –
SPDR Portfolio Short Term Corporate Bond ETF PORTFOLIO SHORT 54K 2K IRON Financial LLC
SPDR S&P 500 ETF TR UNIT 275K 504 –
SPDR S&P 600 Small Cap Value ETF S&P 600 SMCP VAL 31K 392 –
SPDR S&P Global Dividend ETF S&P GLBDIV ETF 182K 3K –
SPDR S&P Mid Cap 400 ETF UTSER1 S&PDCRP 28K 52 –
Spirit AeroSystems Holdings Inc COM CLA 19K 575 –
Starbucks Corp COM 18K 234 –
Stryker Corp COM 3K 8 –
Synopsys Inc COM 3K 5 –
Taiwan Semiconductor Manufacturing Co Ltd ADR SPONSORED 53K 303 –
Teck Resources Ltd CL B 10K 215 –
Telefonica ADR SPONSORED ADR 653 155 –
Tesla Motors Inc COM 64K 322 –
Teucrium Wheat ETF WHEAT FD 13K 3K –
Texas Instruments Inc COM 113K 583 –
TotalEnergies SE SPONSORED ADS 3K 39 –
Toyota Motor Cp Adr Newf ADS 2K 12 –
UBS AG REG SHS 3K 89 –
Union Pacific Corp COM 24K 105 –
UNITED CONTINENTAL HOLDINGS INC COM 38K 775 –
United Parcel Service B CL B 14K 100 –
Unity Software Inc COM 260 16 –
Vanguard 500 ETF S&P 500 ETF SHS 1M 2K –
Vanguard Dividend Appreciation ETF DIV APP ETF 297K 2K –
Vanguard ESG US Stock ETF ESG US STK ETF 65K 675 –
Vanguard FTSE Developed Markets ETF VAN FTSE DEV MKT 59K 1K –
Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 23K 532 –
Vanguard Growth ETF GROWTH ETF 149K 398 –
Vanguard High Dividend Yield ETF HIGH DIV YLD 1M 11K –
Vanguard Information Technology ETF INF TECH ETF 32K 56 –
Vanguard Interm-Term Treasury Idx ETF INTER TERM TREAS 12K 214 IRON Financial LLC
Vanguard Int'l Dividend Appreciation ETF INTL DVD ETF 12K 152 –
Vanguard Mid Cap Growth ETF MCAP GR IDXVIP 3K 14 –
Vanguard Mid-Cap ETF MID CAP ETF 191K 790 –
Vanguard Total Bond Market ETF TOTAL BND MRKT 8K 110 –
Vanguard Total Stock Market ETF TOTAL STK MKT 357K 1K –
Visa Inc Cl A COM CL A 3K 10 –
WARNER BROS. DISCOVERY SRS A ORD WI COM SER A 551 74 –
Woodside Petroleum Ltd SPONSORED 2K 99 –