AQS ASSET MANAGEMENT, L.L.C.
Adviser information for AQS ASSET MANAGEMENT, L.L.C. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $3.4B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 11 | $3.4B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-63166 |
|---|---|
| SEC ERA File Number | 801-63166 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131544 |
| Legal Entity Identifier | 254900XQVI1FQO1HLV34 |
Principal Office
5806 MESA DRIVESTE 220
AUSTIN
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (512) 314-0720, Fax: (512) 637-7332
Chief Compliance Officer
BYRON WHITE
MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER
5806 MESA DRIVE
STE 220
AUSTIN
TX
United States
Tel:
512 314 0720
Fax:
512 637 7332
B**********@*********M
(Full email address available in API data)
Regulatory Contact
JOHN WHITE
DESIGNATED OFFICER
5806 MESA DRIVE
STE 220
AUSTIN
TX
United States
Tel:
512 314 0713
Fax:
512 637 7332
L**********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, BYRON, LEE | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | 03/2004 | 50-75% |
| WHITE, JOHN, LARRY | Individual | – | MANAGING DIRECTOR | 03/2004 | 50-75% |