POEHLING CAPITAL MANAGEMENT, INC.
Adviser information for POEHLING CAPITAL MANAGEMENT, INC. last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,384 | $411.4M |
| Non-Discretionary | 11 | $4.7M |
| Total | 1,395 | $416.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 296 | $117.5M |
| HNW Individuals | 111 | $284.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $5.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $9.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesCommissions |
| Other Business Activities | Insurance broker or agent |
Principal Office
525 JUNCTION ROADSUITE 8900
MADISON
WI
United States
Monday - Friday, 8:00 A.M. TO 4:30 P.M.
Tel: (608) 664-9600, Fax: (608) 664-9601
Chief Compliance Officer
GERY SADZEWICZ
CHIEF COMPLIANCE OFFICER
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
THOMAS R. POEHLING
PRESIDENT
525 JUNCTION ROAD
SUITE 8900
MADISON
WI
United States
Tel:
(608) 664-9600
Fax:
(608) 664-9601
T*********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POEHLING, THOMAS, RONALD | Individual | – | PRESIDENT, SECRETARY, TREASURER | 05/2004 | > 75% |
| POEHLING, PATRICK, WILLIAM | Individual | – | VICE PRESIDENT | 05/2004 | 10-25% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2011 | < 5% |
| GENZ, FREDERICK, BENJAMIN | Individual | – | DIRECTOR OF FINANCIAL PLANS | 01/2020 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 7M | 71K | – |
| A T & T INC | COM | 563K | 29K | – |
| ABBVIE INC | COM | 722K | 4K | – |
| AFFILIATED MANAGERS | COM | 3M | 19K | – |
| ALIBABA GROUP HLDG LTD F SPONSORED ADR 1 ADR REPS 8 ORD SHS | SPONSORE ADS | 2M | 24K | – |
| ALPHABET INC. CLASS A | CAP STK CL A | 308K | 2K | – |
| ALPHABET INC. CLASS C | CAP STK CL C | 11M | 60K | – |
| ALTRIA GROUP INC | COM | 2M | 34K | – |
| AMAZON.COM INC | COM | 6M | 30K | – |
| AMERICAN INTL GROUP | COM | 2M | 28K | – |
| AMGEN INC. | COM | 305K | 977 | – |
| ANHEUSER BUSCH INBEV S F SPONSORED ADR 1 ADR REPS 1 ORD SHS | SPONSORED ADR | 479K | 8K | – |
| APOLLO GLOBAL MGMT INC N | COM CL A | 379K | 3K | – |
| APPLE INC | COM | 13M | 63K | – |
| BANK OF AMERICA CORP | COM | 2M | 57K | – |
| BANK OF NY MELLON CO | COM | 3M | 50K | – |
| BAUSCH HEALTH COS INC F | COM | 613K | 88K | – |
| BAXTER INTERNTNL | COM | 561K | 17K | – |
| BERKSHIRE HATHAWAY CLASS B | CL B NEW | 26M | 63K | – |
| BLACKROCK INC | COM | 213K | 271 | – |
| BLACKSTONE INC | COM CL A | 359K | 3K | – |
| BOOKING HOLDINGS INC | COM | 1M | 287 | – |
| BP PLC F SPONSORED ADR 1 ADR REPS 6 ORD SHS | SPONSORED ADR | 577K | 16K | – |
| BREAD FINL HOLDINGS INC | COM | 215K | 5K | – |
| BRISTOL-MYERS SQUIBB | COM | 2M | 56K | – |
| BRIT AMER TOBACCO F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | SPONSORED ADR | 4M | 114K | – |
| CANADIAN PACIFIC KANSA F | COM | 315K | 4K | – |
| CANNAE HOLDINGS INC | COM | 13M | 715K | – |
| CARRIER GLOBAL CORP | COM | 2M | 39K | – |
| CENTENE CORP | COM | 1M | 17K | – |
| CHARLES SCHWAB CORP | COM | 13M | 174K | – |
| CITIGROUP INC | COM NEW | 4M | 63K | – |
| CNH INDUSTRIAL NV F | SHS | 3M | 262K | – |
| COGNYTE SOFTWARE LTD F | ORD SHS | 144K | 19K | – |
| CONSTELLATION ENERGY COR | COM | 245K | 1K | – |
| COSTCO WHOLESALE CO | COM | 898K | 1K | – |
| COTERRA ENERGY INC | COM | 2M | 70K | – |
| CVS HEALTH CORP | COM | 5M | 83K | – |
| D X C TECHNOLOGY CO | COM | 2M | 91K | – |
| DEERE & CO | COM | 520K | 1K | – |
| DIAGEO PLC F SPONSORED ADR 1 ADR REPS 4 ORD SHS | SPON ADR NEW | 4M | 33K | – |
| ENERGY SELECT SECTOR SPDR ETF | ENERGY | 327K | 4K | – |
| FAIRFAX FINL HL F | COM | 21M | 18K | – |
| FASTENAL CO | COM | 588K | 9K | – |
| FEDEX CORP | COM | 283K | 945 | – |
| FIDELITY NATL INFO | COM | 8M | 102K | – |
| FIFTH THIRD BANCORP | COM | 231K | 6K | – |
| FIRST BUSINESS FINL | COM | 2M | 58K | – |
| FRANKLIN RESOURCES | COM | 2M | 111K | – |
| GENERAC HOLDINGS INC | COM | 2M | 19K | – |
| GERON CORP | COM | 320K | 76K | – |
| GOLDMAN SACHS GROUP | COM | 3M | 6K | – |
| HANESBRANDS INC | COM | 99K | 20K | – |
| HERSHEY CO | COM | 3M | 17K | – |
| HF SINCLAIR CORP | COM | 4M | 66K | – |
| HOME DEPOT INC | COM | 323K | 940 | – |
| INTEL CORP | COM | 716K | 23K | – |
| INVESCO LTD F | INTRM GOV CR ETF | 4M | 257K | – |
| ISHARES CORE S&P SMALL CAP ETF | CORE S&P SCP ETF | 362K | 3K | – |
| ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 595K | 2K | – |
| ISHARES RUSSELL 1000 VALUE ETF | CORE S&P SCP ETF | 330K | 2K | – |
| ISHARES RUSSELL MID CAP ETF | RUS MID CAP ETF | 291K | 4K | – |
| ISHARES US AEROSPACE DEFENSE ETF | US AER DEF ETF | 310K | 2K | – |
| ISHARES US OIL GAS EXL PROD ETF | US OIL GS EX ETF | 348K | 4K | – |
| J P MORGAN CHASE & CO | COM | 4M | 20K | – |
| JACKSON FINL INC CLASS A | COM CL A | 4M | 55K | – |
| JAZZ PHARMACEUTICAL F | SHS USD | 2M | 22K | – |
| JEFFERIES FINL | COM | 6M | 120K | – |
| JOHNSON & JOHNSON | COM | 848K | 6K | – |
| KENVUE INC | COM | 2M | 105K | – |
| KEURIG DR PEPPER INC | COM | 3M | 89K | – |
| KKR & CO INC | COM | 4M | 34K | – |
| KRANESHARES CSI CHINA INTERNET ETF | CSI CHI INTERNET | 472K | 17K | – |
| LAM RESEARCH CORP | COM | 351K | 330 | – |
| LOEWS CORP | COM | 303K | 4K | – |
| MADISON SQUARE GARDEN CO CLASS A | CL A | 2M | 12K | – |
| MADISON SQUARE GARDEN EN CLASS A | CL A | 345K | 10K | – |
| MARATHON PETE CORP | COM | 4M | 25K | – |
| MARKEL GROUP INC | COM | 19M | 12K | – |
| MASTERCARD INC CLASS A | CL A | 7M | 15K | – |
| MCDONALDS CORP | COM | 372K | 1K | – |
| MEDTRONIC PLC F | SHS | 6M | 71K | – |
| MERCK & CO. INC. | COM | 242K | 2K | – |
| META PLATFORMS INC CLASS A | CL A | 3M | 6K | – |
| MICROSOFT CORP | COM | 10M | 23K | – |
| MOLSON COORS BEVERAGE CL CLASS B | CL B | 869K | 17K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NTNL FUEL GAS CO | COM | 781K | 14K | – |
| NVIDIA CORP | COM | 2M | 16K | – |
| OCCIDENTAL PETROL CO | COM | 7M | 111K | – |
| ORGANON & CO | COMMON STOCK | 6M | 313K | – |
| PARAMOUNT GLOBAL CLASS B | CLASS A COM | 5M | 433K | – |
| PEPSICO INC | COM | 2M | 11K | – |
| PETROLEO BRASILEIRO F SPONSORED ADR 1 ADR REPS 2 ORD SHS | SPONSORED ADR | 3M | 174K | – |
| PFIZER INC | COM | 2M | 59K | – |
| PHILIP MORRIS INTL | COM | 753K | 7K | – |
| PHILLIPS 66 | COM | 429K | 3K | – |
| QURATE RETAIL INC CLASS A | COM SER A | 71K | 112K | – |
| RTX CORP | COM | 3M | 30K | – |
| SABRE CORP | COM | 135K | 51K | – |
| SALESFORCE INC | COM | 689K | 3K | – |
| SCHLUMBERGER LTD F | COM | 759K | 16K | – |
| SCHWAB US LARGE CAP ETF | US LRG CAP ETF | 3M | 51K | – |
| SCRIPPS E W CO CLASS A | CL A NEW | 56K | 18K | – |
| SELECT STR FINANCIAL SELECT SPDR ETF | SBI INT-FINL | 2M | 57K | – |
| SEVEN & I HLDG CO F SPONSORED ADR 1 ADR REPS 1 ORD SHS | ADR | 2M | 186K | – |
| SHELL PLC F SPONSORED ADR 1 ADR REPS 2 ORD SHS | SPON ADR NEW | 1M | 19K | – |
| SOLVENTUM CORP | COM SHS | 891K | 17K | – |
| SPDR S&P 500 ETF | TR UNIT | 243K | 447 | – |
| SPDR S&P BIOTECH ETF | S&P BIOTECH | 276K | 3K | – |
| STARBUCKS CORP | COM | 3M | 38K | – |
| T ROWE PRICE GROUP | COM | 2M | 14K | – |
| TECHNIPFMC LTD F | COM | 724K | 28K | – |
| THE MOSAIC CO | COM | 364K | 13K | – |
| TRUIST FINL CORP | COM | 2M | 53K | – |
| US BANCORP DEL | COM | 685K | 17K | – |
| VANECK OIL REFINERS ETF | OIL REFINERS ETF | 340K | 9K | – |
| VANGUARD HIGH DIVIDEND YIELD ETF | HIGH DIV YLD | 982K | 8K | – |
| VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 292K | 3K | – |
| VANGUARD S&P 500 ETF | S&P 500 ETF SHS | 485K | 969 | – |
| VANGUARD TOTAL STOCK MARKET ETF | TOTAL STK MKT | 1M | 5K | – |
| VANGUARD UTILITIES ETF | UTILITIES ETF | 288K | 2K | – |
| VERIZON COMMUNICATN | COM | 759K | 18K | – |
| VIATRIS INC | COM | 7M | 658K | – |
| VISA INC CLASS A | CL A | 6M | 23K | – |
| WALGREENS BOOTS ALLI | COM | 2M | 124K | – |
| WALMART INC | COM | 385K | 6K | – |
| WALT DISNEY CO | COM DISNEY | 5M | 51K | – |
| WARNER BROTHERS DISCOVER | COM SER A | 6M | 745K | – |
| WELLS FARGO & CO | COM | 9M | 146K | – |