COLUMBIA THREADNEEDLE INVESTMENTS
THREADNEEDLE INTERNATIONAL LTD. Legal Name
Adviser information for COLUMBIA THREADNEEDLE INVESTMENTS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 665 |
|---|---|
| Investment Advisory/Research | 100 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $358.1M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $358.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $206.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $151.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 80 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GLOBAL EQUITY MODEL PORTFOLIO | UBS INVESTMENT MANAGEMENT CANADA INC. |
| MIL (NON-COMMODITY) | MONUMENT INTERNATIONAL LIFE ASSURANCE COMPANY LIMITED |
Identifiers
| SEC RIA File Number | 801-63196 |
|---|---|
| SEC ERA File Number | 801-63196 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131168 |
| Legal Entity Identifier | 5493007FBLUKPTZX4792 |
Principal Office
CANNON PLACE78 CANNON STREET
LONDON
United Kingdom
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 0044-20-7464-5000, Fax: 0044-20-7464-5050
Chief Compliance Officer
DARREL BUCKLEY
CHIEF COMPLIANCE OFFICER
CANNON PLACE
78 CANNON STREET
LONDON
United Kingdom
Tel:
0044-20-7464-5872
D*************@***********************M
(Full email address available in API data)
Regulatory Contact
CHRIS TOWN
DEBUTY HEAD OF COMPLIANCE
CANNON PLACE
78 CANNON STREET
LONDON
United Kingdom
Tel:
0044-20-7464-5433
C*********@***********************M
(Full email address available in API data)
Industry Affiliates
| AMERIPRISE BANK, FSB | Banking or thrift institution |
| AMERIPRISE CAPTIVE INSURANCE COMPANY | Insurance company or agency |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AMERIPRISE TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE FUND MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE INVESTMENT BUSINESS LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE INVESTMENTS (ME) LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE INVESTMENTS JAPAN CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE MANAGEMENT (SWISS) GMBH | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE MULTI-MANAGER LLP | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE NETHERLANDS B.V. | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE REAL ESTATE PARTNERS LLP | Sponsor or syndicator of limited partnerships |
| COLUMBIA THREADNEEDLE REP AM PLC | Other investment adviser, including financial planners |
| CT REAL ESTATE PARTNERS GMBH & CO. KG | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PYRFORD INTERNATIONAL LTD | Other investment adviser, including financial planners |
| THREADNEEDLE ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| THREADNEEDLE INVESTMENT SERVICES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor, GP, manager of pooled investment vehicles |
| THREADNEEDLE INVESTMENTS (CHANNEL ISLAND) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| THREADNEEDLE INVESTMENTS SINGAPORE (PTE.) LIMITED | Other investment adviser, including financial planners |
| THREADNEEDLE MANAGEMENT LUXEMBOURG S.A. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THREADNEEDLE PENSIONS LIMITED | Insurance company or agency |
| THREADNEEDLE PORTFOLIO SERVICES AG | Sponsor, GP, manager of pooled investment vehicles |
| THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THREADNEEDLE PORTFOLIO SERVICES LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| THREADNEEDLE PROPERTY INVESTMENTS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL, INC. | Domestic Entity | TAM UK INTERNATIONAL HOLDINGS LIMITED | STOCKHOLDER | 11/2020 | > 75% |
| THREADNEEDLE ASSET MANAGEMENT HOLDINGS LIMITED | Foreign Entity | – | DIRECT OWNER | 05/1998 | > 75% |
| Buckley, Darrel, James | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2016 | < 5% |
| TAM UK INTERNATIONAL HOLDINGS LIMITED | Foreign Entity | THREADNEEDLE HOLDINGS LIMITED | STOCKHOLDER | 11/2020 | > 75% |
| TAM UK HOLDINGS LIMITED | Foreign Entity | THREADNEEDLE ASSET MANAGEMENT HOLDINGS LIMITED | STOCKHOLDER | 01/2009 | > 75% |
| THREADNEEDLE HOLDINGS LIMITED | Foreign Entity | TAM UK HOLDINGS LIMITED | STOCKHOLDER | 01/2009 | > 75% |
| WATTS, RICHARD, ADRIAN | Individual | – | CHIEF INVESTMENT OFFICER, EMEA | 11/2021 | < 5% |
| jackson, michaela, caroline | Individual | – | DIRECTOR | 11/2022 | < 5% |