ASCENT CAPITAL
ASCENT CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for ASCENT CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,081 | $372.0M |
| Non-Discretionary | 13 | $19.5M |
| Total | 1,094 | $391.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 241 | $65.6M |
| HNW Individuals | 91 | $282.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 24 | $28.3M |
| Charitable organizations | <5 | $15.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-63211 |
|---|---|
| SEC ERA File Number | 801-63211 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131423 |
| Legal Entity Identifier | None |
Principal Office
395 SW BLUFF DRIVESTE 200
BEND
OR
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 541-382-4847, Fax: 541-388-1124
Chief Compliance Officer
JEFFREY PRESS
7130 SW 5TH AVE
PORTLAND
OR
United States
Tel:
516-236-9277
J***@*************M
(Full email address available in API data)
Regulatory Contact
SCOTT AGNEW
MEMBER, MANAGER
395 SW BLUFF DRIVE
STE 200
BEND
OR
United States
Tel:
541-382-4847
Fax:
541-388-1124
S****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AGNEW, SCOTT, KEMPER | Individual | – | MEMBER | 06/2001 | 50-75% |
| HARRIGAN, DEVIN, JAMES | Individual | – | MEMBER, CHIEF INVESTMENT OFFICER | 04/2009 | 50-75% |
| PRESS, JEFFREY, MITCHELL | Individual | – | CCO | 11/2021 | < 5% |