AVL/WEALTHCARE, LLC
AVL ADVISORY SERVICES, LLC Legal Name
Adviser information for AVL/WEALTHCARE, LLC last updated from Form ADV on April 25th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | REFERRAL OF CLIENTS TO OTHER REGISTERED INVESTMENT ADVISERS |
|---|---|
| Compensation | REFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-63224 |
|---|---|
| SEC ERA File Number | 801-63224 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116519 |
| Legal Entity Identifier | None |
Principal Office
9490 THREE RIVERS ROADGULFPORT
MS
United States
Monday - Friday, 8:00 A.M.- 5:00 P.M.
Tel: 228-863-0437, Fax: 228-863-1165
Chief Compliance Officer
DEBORAH L. VIGNES
9490 THREE RIVERS ROAD
GULFPORT
MS
United States
Tel:
228-863-0411
Fax:
228-863-1165
D******@*********M
(Full email address available in API data)
Industry Affiliates
| ALEXANDER, VAN LOON, SLOAN, LEVENS & FAVRE, PLLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VIGNES, DEBORAH, LEIGH | Individual | – | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 01/2023 | 25-50% |
| AVL HOLDINGS, LLC | Domestic Entity | – | MEMBER | 12/1999 | > 75% |
| FAVRE, GERALD, WILLIAM | Individual | AVL HOLDINGS, LLC | MEMBER | 12/1999 | |
| VIGNES, DEBORAH, LEIGH | Individual | AVL HOLDINGS, LLC | MEMBER | 01/2017 | |
| MARMALICH, KIMBERLY, RAY | Individual | AVL HOLDINGS, LLC | MEMBER | 01/2017 | |
| MILLS, MEGAN, HUGHES | Individual | AVL HOLDINGS, LLC | MEMBER | 01/2022 |