R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.
Adviser information for R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,466 | $466.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5,466 | $466.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5,396 | $351.8M |
| HNW Individuals | 44 | $63.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $4.7M |
| Pension and profit sharing plans | 23 | $45.7M |
| Charitable organizations | <5 | $833,358 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-63242 |
|---|---|
| SEC ERA File Number | 801-63242 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131804 |
| Legal Entity Identifier | None |
Principal Office
8151 CLAYTON ROADSUITE 300
ST. LOUIS
MO
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 314-783-5000, Fax: 314-783-5015
Chief Compliance Officer
ROBERT TERRENCE JONES
CHAIRMAN
8151 CLAYTON ROAD
SUITE 300
ST. LOUIS
MO
United States
Tel:
314-783-5000
Fax:
314-783-5015
B**@****************M
(Full email address available in API data)
Regulatory Contact
STEPHEN DAVIS
CHIEF TECHNOLOGY INNOVATION OFFICER
8151 CLAYTON ROAD
ST. LOUIS
MO
United States
Tel:
314-783-5010
Fax:
314-783-5015
S*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| R.T. JONES, F.S. LADNERS & ASSOCIATES, INC. | Domestic Entity | – | OWNER | 05/2004 | > 75% |
| JONES, ROBERT, TERRENCE | Individual | – | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 06/2004 | > 75% |
| JONES, ROBERT, TERRENCE | Individual | R.T. JONES, F.S. LADNER & ASSOCIATES, INC. | OWNER | 11/1987 | > 75% |
| DAVIS, STEPHEN, SCOTT | Individual | – | CHIEF TECHNOLOGY INNOVATION OFFICER | 09/2020 | < 5% |
| JONES, ROBERT, TERRENCE | Individual | – | PRESIDENT | 11/2018 | < 5% |
| SEGGEBRUCH, SPENCER, COLIN | Individual | – | CHIEF INVESTMENT OFFICER | 09/2020 | < 5% |