Hedge Fund Database

ASCENSION ASSET MANAGEMENT LLC

Adviser information for ASCENSION ASSET MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 48 $200.1M
Non-Discretionary 0 $0
Total 48 $200.1M

Clients

Type Number RAUM
Individuals <5 $2.0M
HNW Individuals 27 $179.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $7.3M
Charitable organizations <5 $11.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesFOUNDATIONS, CHARITABLE & TRUSTS
Compensation % of AUM

Identifiers

SEC RIA File Number 801-63271
SEC ERA File Number 801-63271
SEC CIK Numbers 1714062
SEC CRD Numbers 132067
Legal Entity Identifier None

Principal Office

20 EAST 69TH STREET, 4TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 212-935-0782, Fax: 212-832-2823

Chief Compliance Officer

JEFFREY HILLER
4128 INNSLAKE DRIVE
GLEN ALLEN
VA
United States
Tel: 6099154834
Fax: 8049655409
(Full email address available in API data)

Regulatory Contact

GRENVILLE M. GOODER, JR
MANAGING MEMBER
20 EAST 69TH STREET
4TH FLOOR
NEW YORK
NY
United States
Tel: 2129350782
Fax: 2128322823
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOODER JR,, GRENVILLE, MAC DONALD Individual – MANAGING MEMBER 06/2004 > 75%
SEITZ, DANIELE, MARIE Individual – VICE PRESIDENT AND ADMINISTRATIVE OFFICER 03/2016 < 5%
HILLER, JEFFREY Individual – CHIEF COMPLIANCE OFFICER 11/2020 < 5%

No. Employees, Historic

105020192020202120222023202420251 on 8/29/20191 on 9/30/20191 on 10/1/20192 on 3/27/20202 on 4/14/20202 on 4/14/20202 on 5/11/20202 on 6/12/20202 on 11/5/20202 on 3/22/20212 on 3/30/20212 on 3/25/20222 on 3/29/20232 on 4/24/20232 on 4/24/20232 on 4/26/20232 on 3/25/2024

RAUM, Historic

300M150M02019202020212022202320242025150024939 on 8/29/2019150024939 on 9/30/2019150024939 on 10/1/2019165403214 on 3/27/2020165403214 on 4/14/2020165403214 on 4/14/2020165403214 on 5/11/2020165403214 on 6/12/2020165403214 on 11/5/2020165403214 on 3/22/2021181033936 on 3/30/2021206175730 on 3/25/2022175477260 on 3/29/2023175477260 on 4/24/2023175477260 on 4/24/2023175477260 on 4/26/2023200117860 on 3/25/2024

No. Clients, Historic

40200201920202021202220232024202528 on 8/29/201928 on 9/30/201928 on 10/1/201936 on 3/27/202036 on 4/14/202036 on 4/14/202036 on 5/11/202036 on 6/12/202036 on 11/5/202036 on 3/22/202136 on 3/30/202133 on 3/25/202233 on 3/29/202333 on 4/24/202333 on 4/24/202333 on 4/26/202327 on 3/25/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 537K 5K –
ABBOTT LABS COM 1M 10K –
ABBVIE INC COM 2M 9K –
ADOBE INC COM 1M 3K –
ADVANCED MICRO DEVICES INC COM 2M 12K –
AEROVIRONMENT INC COM 1M 8K –
AIR PRODS & CHEMS INC COM 2M 7K –
ALPHABET INC CAP STK CL C 4M 22K –
AMAZON COM INC COM 3M 15K –
AMERICAN WTR WKS CO INC NEW COM 2M 12K –
AMGEN INC COM 2M 7K –
ANALOG DEVICES INC COM 4M 16K –
APPLE INC COM 8M 39K –
APPLIED MATLS INC COM 7M 28K –
ARISTA NETWORKS INC COM 2M 6K –
AUTOMATIC DATA PROCESSING IN COM 3M 11K –
BAXTER INTL INC COM 329K 10K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BIO-TECHNE CORP COM 1M 18K –
BOEING CO COM 1M 7K –
BROADCOM INC COM 369K 2K –
CADENCE DESIGN SYSTEM INC COM 2M 6K –
CHEVRON CORP NEW COM 1M 9K –
CINCINNATI FINL CORP COM 2M 16K –
CISCO SYS INC COM 2M 39K –
CLOROX CO DEL COM 611K 4K –
CME GROUP INC COM 2M 10K –
COCA COLA CO COM 1M 19K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 1M 18K –
CORNING INC COM 722K 19K –
COSTCO WHSL CORP NEW COM 3M 4K –
COTERRA ENERGY INC COM 1M 40K –
CUMMINS INC COM 2M 5K –
DANAHER CORPORATION COM 718K 3K –
DELL TECHNOLOGIES INC CL C 591K 4K –
DEVON ENERGY CORP NEW COM 939K 20K –
EATON CORP PLC SHS 776K 2K –
EDWARDS LIFESCIENCES CORP COM 2M 17K –
ELI LILLY & CO COM 3M 3K –
EXXON MOBIL CORP COM 2M 13K –
FIFTH THIRD BANCORP COM 495K 14K –
FIFTH THIRD BANCORP COM 4K 100 –
GENERAL MLS INC COM 487K 8K –
GENUINE PARTS CO COM 1M 11K –
HOME DEPOT INC COM 2M 6K –
HONEYWELL INTL INC COM 2M 10K –
ILLINOIS TOOL WKS INC COM 2M 9K –
INTEL CORP COM 942K 30K –
JOHNSON & JOHNSON COM 5M 33K –
JPMORGAN CHASE & CO. COM 698K 3K –
KEYCORP COM 171K 12K –
KIMBERLY-CLARK CORP COM 1M 10K –
KLA CORP COM NEW 2M 3K –
L3HARRIS TECHNOLOGIES INC COM 2M 11K –
LAM RESEARCH CORP COM 2M 2K –
LINDE PLC SHS 3M 6K –
LOCKHEED MARTIN CORP COM 3M 6K –
MCDONALDS CORP COM 510K 2K –
MERCK & CO INC COM 3M 22K –
METTLER TOLEDO INTERNATIONAL COM 839K 600 –
MICROSOFT CORP COM 11M 24K –
MUELLER INDS INC COM 456K 8K –
NORFOLK SOUTHN CORP COM 3M 12K –
NUCOR CORP COM 885K 6K –
NVIDIA CORPORATION COM 21M 173K –
PALO ALTO NETWORKS INC COM 3M 9K –
PARKER-HANNIFIN CORP COM 4M 8K –
PEPSICO INC COM 2M 10K –
PROCTER AND GAMBLE CO COM 2M 15K –
QUALCOMM INC COM 4M 21K –
RESMED INC COM 1M 7K –
ROPER TECHNOLOGIES INC COM 1M 3K –
RTX CORPORATION COM 4M 37K –
SALESFORCE INC COM 1M 5K –
SNOWFLAKE INC CL A 964K 7K –
SOUTHERN CO COM 334K 4K –
SYSCO CORP COM 1M 18K –
TEXAS INSTRS INC COM 3M 16K –
THE CIGNA GROUP COM 755K 2K –
THERMO FISHER SCIENTIFIC INC COM 4M 7K –
UNION PAC CORP COM 2M 9K –
UNITED PARCEL SERVICE INC CL B 1M 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 250K 500 –
VANGUARD WORLD FD INF TECH ETF 6M 10K –
VANGUARD WORLD FD INF TECH ETF 23K 40 –
WABTEC COM 2M 12K –
WEC ENERGY GROUP INC COM 275K 4K –
XYLEM INC COM 1M 8K –