MADDEN ASSET MANAGEMENT
MADDEN SECURITIES CORPORATION Legal Name
Adviser information for MADDEN ASSET MANAGEMENT last updated from Form ADV on May 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 409 | $694.8M |
| Non-Discretionary | 17 | $32.1M |
| Total | 426 | $726.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $23.3M |
| HNW Individuals | 51 | $532.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $113.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $58.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)INVESTMENT MANAGEMENT CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
8333 DOUGLAS AVENUESUITE 1625
DALLAS
TX
United States
Monday - Friday, 8:30 AM TO 4:30 PM
Tel: 214-855-5335, Fax: 214-855-5024
Chief Compliance Officer
RODNEY MADDEN
PRESIDENT
8333 DOUGLAS AVENUE
SUITE 1625
DALLAS
TX
United States
Tel:
214-855-5335
Fax:
214-855-5024
R******@*******************M
(Full email address available in API data)
Industry Affiliates
| CUMBERLAND HILL CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADDEN, WILLIAM, BOYKIN | Individual | – | CHAIRMAN | 08/1986 | < 5% |
| MADDEN, RODNEY, TUCKER | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 06/2015 | 50-75% |
| MADDEN, LESLIE, C. | Individual | – | SECRETARY | 06/2015 | 25-50% |