ZIONS CAPITAL ADVISORS, INC.
Adviser information for ZIONS CAPITAL ADVISORS, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 89 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 89 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 76 | $1.8B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-63287 |
|---|---|
| SEC ERA File Number | 801-63287 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131308 |
| Legal Entity Identifier | 254900CO86PEK7HE0Z2 |
Principal Office
ZIONS CAPITAL ADVISORSONE SOUTH MAIN ST., 12TH FLOOR
SALT LAKE CITY
UT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 800-608-3202, Fax: None
Websites
Chief Compliance Officer
JENNIFER HASH
CHIEF COMPLIANCE OFFICER
ZIONS CAPITAL ADVISORS, INC.
ONE SOUTH MAIN STREET, 11TH FL
SALT LAKE CITY
UT
United States
Tel:
801-844-7834
J************@***************M
(Full email address available in API data)
Regulatory Contact
RICHARD JOSEPH JOHNSON
COMPLIANCE OFFICER
ZIONS CAPITAL ADVISORS, INC.
ONE SOUTH MAIN STREET, 11TH FL
SALT LAKE CITY
UT
United States
Tel:
801-844-7467
J***********@***************M
(Full email address available in API data)
Industry Affiliates
| WEALTH & FIDUCIARY SERVICES, ZIONS BANK | Banking or thrift institution |
| ZIONS BANK CAPITAL MARKETS, ZIONS BANK PUBLIC FINANCE, ZIONS CAPITAL MARKETS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
| ZIONS DIRECT, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ZIONS INSURANCE AGENCY | Insurance company or agency |
| ZIONS PUBLIC FINANCE, INC. | Registered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HASH, JENNIFER, KYLE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2015 | < 5% |
| BURNETT, SCOTT, RAYMOND | Individual | – | PRESIDENT AND MANAGING DIRECTOR | 11/2017 | < 5% |
| ZIONS BANCORPORATION, N. A. | Domestic Entity | – | PARENT COMPANY | 12/2017 | > 75% |