Hedge Fund Database

NEW CAPITAL MANAGEMENT, LP

Adviser information for NEW CAPITAL MANAGEMENT, LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 108 $403.5M
Non-Discretionary 3 $12.7M
Total 111 $416.1M

Clients

Type Number RAUM
Individuals 28 $15.6M
HNW Individuals 81 $398.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersLIFE PLANNING SERVICES
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-63295
SEC ERA File Number 801-63295
SEC CIK Numbers 1696731
SEC CRD Numbers 131658
Legal Entity Identifier None

Principal Office

3355 WEST ALABAMA STREET
SUITE 275
HOUSTON
TX
United States
Monday - Friday, 9AM-5PM
Tel: 713-874-1444, Fax: None

Websites

www.newcapitalmgmt.com

Chief Compliance Officer

LEONARD M GOLUB
3355 WEST ALABAMA STREET
SUITE 275
HOUSTON
TX
United States
Tel: 713-874-1444
(Full email address available in API data)

Regulatory Contact

LEONARD GOLUB
ADVISOR
3355 WEST ALABAMA STREET
SUITE 275
HOUSTON
TX
United States
Tel: 713-724-3682
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOLUB, LEONARD, MICHAEL Individual – LIMITED PARTNER/CHIEF COMPLIANCE OFFICER 05/2004 > 75%
SOLARIS ADVISORS, LLC Domestic Entity – GENERAL PARTNER 05/2004 < 5%
GOLUB, LEONARD, MICHAEL Individual SOLARIS ADVISORS, LLC MANAGER AND MEMBER 05/2004 > 75%

No. Employees, Historic

105020192020202120222023202420254 on 4/2/20194 on 5/8/20193 on 8/29/20193 on 3/27/20203 on 6/30/20204 on 3/31/20214 on 3/31/20224 on 3/31/20234 on 4/21/20234 on 4/21/20234 on 3/26/2024

RAUM, Historic

500M250M02019202020212022202320242025312000000 on 4/2/2019312000000 on 5/8/2019312000000 on 8/29/2019308338691 on 3/27/2020308338691 on 6/30/2020316020000 on 3/31/2021383000000 on 3/31/2022353369020 on 3/31/2023353369020 on 4/21/2023353369020 on 4/21/2023416148188 on 3/26/2024

No. Clients, Historic

2001000201920202021202220232024202587 on 4/2/201987 on 5/8/201987 on 8/29/201989 on 3/27/202089 on 6/30/202096 on 3/31/202199 on 3/31/2022109 on 3/31/2023109 on 4/21/2023109 on 4/21/2023111 on 3/26/2024

Holdings

From latest 13F, filed July 11th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 515K 3K 0
ALPHABET INC CAP STK CL A 551K 3K 0
ALPHABET INC CAP STK CL C 561K 3K 0
AMAZON COM INC COM 2M 8K 0
AON PLC SHS CL A 218K 741 0
APPLE INC COM 18M 83K 0
AUTOZONE INC COM 222K 75 0
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 49M 120K 0
BLACKROCK ETF TRUST II HIGH YLD MUNI IN 253K 11K 0
COSTCO WHSL CORP NEW COM 752K 884 0
CSX CORP COM 264K 8K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 90M 3M 0
DIMENSIONAL ETF TRUST WORLD EX US CORE 54M 2M 0
DIMENSIONAL ETF TRUST CORE FIXED INCOM 10M 241K 0
DIMENSIONAL ETF TRUST INTERNATIONAL 5M 141K 0
DIMENSIONAL ETF TRUST EMERGING MARKETS 2M 58K 0
DIMENSIONAL ETF TRUST US SUSTAINABILTY 11M 313K 0
DIMENSIONAL ETF TRUST GLOBAL REAL EST 7M 295K 0
EXXON MOBIL CORP COM 599K 5K 0
HOME DEPOT INC COM 266K 772 0
INVESCO QQQ TR UNIT SER 1 442K 922 0
ISHARES TR 1 3 YR TREAS BD 3M 36K 0
ISHARES TR MSCI EMG MKT ETF 277K 6K 0
ISHARES TR CORE US AGGBD ET 13M 138K 0
ISHARES TR SHORT TREAS BD 3M 29K 0
ISHARES TR 0-5 YR TIPS ETF 11M 112K 0
ISHARES TR MSCI ACWI ETF 522K 5K 0
ISHARES TR GRWT ALLOCAT ETF 503K 9K 0
ISHARES TR AGGRES ALLOC ETF 256K 3K 0
ISHARES TR CORE INTL AGGR 7M 131K 0
ISHARES TR BLACKROCK ULTRA 581K 12K 0
ISHARES TR TRS FLT RT BD 4M 86K 0
ISHARES TR 0-3 MNTH TREASRY 480K 5K 0
ISHARES U S ETF TR BLACKROCK SH DUR 281K 6K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 33K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 1M 28K 0
KIMCO RLTY CORP COM 1M 58K 0
MASTERCARD INCORPORATED CL A 945K 2K 0
MERCADOLIBRE INC COM 329K 200 0
META PLATFORMS INC CL A 811K 2K 0
MICROSOFT CORP COM 4M 8K 0
NETFLIX INC COM 498K 738 0
OCCIDENTAL PETE CORP COM 574K 9K 0
PEPSICO INC COM 10M 58K 0
SPDR S&P 500 ETF TR TR UNIT 238K 437 0
THERMO FISHER SCIENTIFIC INC COM 239K 433 0
VANGUARD BD INDEX FDS SHORT TRM BOND 3M 36K 0
VANGUARD BD INDEX FDS VANGUARD ULTRA 2M 40K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 433K 866 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 1M 10K 0
WARNER BROS DISCOVERY INC COM SER A 94K 13K 0
YUM BRANDS INC COM 1M 9K 0
YUM CHINA HLDGS INC COM 273K 9K 0