PAPAMARKOU WELLNER PERKIN ADVISORS
PAPAMARKOU WELLNER ASSET MANAGEMENT, INC. Legal Name
Adviser information for PAPAMARKOU WELLNER PERKIN ADVISORS last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 102 | $202.1M |
| Non-Discretionary | 10 | $130.3M |
| Total | 112 | $332.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 93 | $270.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $37.5M |
| Pension and profit sharing plans | 1 | $21,780 |
| Charitable organizations | 1 | $2.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $22.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 12 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersADVICE ON ASSET ALLOCATION |
|---|---|
| Compensation | % of AUMREFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-63317 |
|---|---|
| SEC ERA File Number | 801-63317 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131796 |
| Legal Entity Identifier | None |
Principal Office
430 PARK AVENUE17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00 PM
Tel: 212-223-2020, Fax: 212-758-9804
Websites
Chief Compliance Officer
JOANNE ZERILLO
CHIEF COMPLIANCE OFFICER
430 PARK AVENUE
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-223-2020
Fax:
212-758-9804
J*******@*************M
(Full email address available in API data)
Industry Affiliates
| PAPAMARKOU WELLNER & CO., INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerCommodity pool operator or commodity trading advisor |
| PAPAMARKOU WELLNER MANAGEMENT LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PW NORDIC TECHNOLOGY AND INNOVATION FUND, LP | LONG ONLY SINGLE EQUITY | $25.6M | $0.1M | 28 |
| PW PORTFOLIO LLC | FUND OF FUNDS | $11.9M | $0.1M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLNER, KARL, GERT | Individual | – | CHAIRMAN, CEO, DIRECTOR, SOLE SHAREHOLDER | 03/2003 | > 75% |
| PERKIN, THORNE, LEWIS | Individual | – | PRESIDENT | 01/2014 | < 5% |
| ZERILLO, JOANNE, NMN | Individual | – | CCO | 03/2021 | < 5% |
| RUTITSKIY, DMITRIY, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 05/2022 | < 5% |