Hedge Fund Database

PINION WEALTH MANAGEMENT, LLC

PINION INVESTMENT ADVISORS, LLC Legal Name

Adviser information for PINION WEALTH MANAGEMENT, LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End MARCH
Legal Location Kansas, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 768 $326.6M
Non-Discretionary 0 $0
Total 768 $326.6M

Clients

Type Number RAUM
Individuals 218 $51.7M
HNW Individuals 59 $158.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 3 $2.8M
Charitable organizations 6 $4.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 60 $109.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 37
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesSOLICITOR/REFERRAL FEES

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 52.0M
Both for Same 0
Portfolio Manager to Program Sponsor
PINION WEALTH MANAGEMENT PROGRAM ASSETMARK INC.

Identifiers

SEC RIA File Number 801-63322
SEC ERA File Number 801-63322
SEC CIK Numbers 1738738
SEC CRD Numbers 114556
Legal Entity Identifier None

Principal Office

1605 NORTH WATERFRONT PARKWAY
SUITE 200
WICHITA
KS
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 316-682-8344, Fax: 316-682-8345

Websites

www.facebook.com/pinionwealth twitter.com/pinionwealth www.linkedin.com/company/pinionwealth www.pinionwealth.com

Chief Compliance Officer

SHERYL MEYER
1605 NORTH WATERFRONT PARKWAY
SUITE 200
WICHITA
KS
United States
Tel: (316) 682-8344
Fax: (316) 682-8345
(Full email address available in API data)

Regulatory Contact

BLAKE ALLEN
MANAGER
1605 N WATERFRONT PARKWAY
SUITE 200
WICHITA
KS
United States
Tel: 316-682-8344
Fax: 316-682-8345
(Full email address available in API data)

Industry Affiliates

KCOE CAPITAL LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PARAGON INVESTMENTS, INC Commodity pool operator or commodity trading advisor
PINION INSURANCE AGENCY Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PINION GLOBAL , LLC Domestic Entity KCWM HOLDINGS, LLC OWNER 01/2000 50-75%
PINION WEALTH MANAGEMENT, LLC Domestic Entity – OWNER 03/2000 > 75%
ALLEN, BLAKE, PRENTISS Individual – PRESIDENT 03/2012 < 5%
HBKS INVESTMENTS, LLC Domestic Entity PINION WEALTH MANAGEMENT, LLC OWNER 03/2018 25-50%
KCWM HOLDINGS, LLC Domestic Entity PINION WEALTH MANAGEMENT, LLC OWNER 01/2018 > 75%
MEYER, SHERYL, ANNE Individual – CHIEF COMPLIANCE OFFICER 04/2022 < 5%
HBK SORCE FINANCIAL LLC Domestic Entity HBKS INVESTMENTS, LLC OWNER 03/2012 > 75%
HBK SORCE HOLDINGS LLC Domestic Entity HBK SORCE FINANCIAL LLC OWNER 03/2001 > 75%
HILL BARTH & KING FINANCIAL HOLDINGS, LLC Domestic Entity HBK SORCE HOLDINGS LLC OWNER 01/2009 50-75%
HBKS INVESTMENTS, LLC Domestic Entity KCWM HOLDINGS, LLC OWNER 03/2018 25-50%

No. Employees, Historic

105020192020202120222023202420256 on 5/9/20196 on 5/9/20196 on 8/6/20196 on 9/13/20196 on 9/13/20196 on 5/22/20206 on 6/8/20206 on 11/2/20206 on 5/5/20215 on 5/19/20215 on 6/9/20215 on 6/22/20215 on 4/28/20225 on 5/12/20225 on 8/10/20225 on 8/10/20225 on 8/12/20225 on 8/16/20225 on 8/23/20225 on 9/2/20225 on 11/15/20228 on 6/7/20238 on 6/12/20238 on 9/27/20238 on 2/2/2024

RAUM, Historic

400M200M02019202020212022202320242025165250469 on 5/9/2019165250469 on 5/9/2019165250469 on 8/6/2019165250469 on 9/13/2019165250469 on 9/13/2019180606871 on 5/22/2020180606871 on 6/8/2020180606871 on 11/2/2020180606871 on 5/5/2021217549142 on 5/19/2021217549142 on 6/9/2021217549142 on 6/22/2021262579968 on 4/28/2022262579968 on 5/12/2022262579968 on 8/10/2022262579968 on 8/10/2022262579968 on 8/12/2022262579968 on 8/16/2022262579968 on 8/23/2022262579968 on 9/2/2022262579968 on 11/15/2022326647044 on 6/7/2023326647044 on 6/12/2023326647044 on 9/27/2023326647044 on 2/2/2024

No. Clients, Historic

40020002019202020212022202320242025193 on 5/9/2019193 on 5/9/2019193 on 8/6/2019193 on 9/13/2019193 on 9/13/2019229 on 5/22/2020229 on 6/8/2020229 on 11/2/2020229 on 5/5/2021257 on 5/19/2021257 on 6/9/2021257 on 6/22/2021288 on 4/28/2022288 on 5/12/2022288 on 8/10/2022288 on 8/10/2022288 on 8/12/2022288 on 8/16/2022288 on 8/23/2022288 on 9/2/2022288 on 11/15/2022346 on 6/7/2023346 on 6/12/2023346 on 9/27/2023346 on 2/2/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
VANGUARD INDEX FDS S&P 500 ETF SHS 59M 118K –
VANGUARD INDEX FDS GROWTH ETF 15M 39K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 6M 115K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 13K –
MICROSOFT CORP COM 4M 9K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 4M 97K –
SCHWAB STRATEGIC TR US LRG CAP ETF 4M 58K –
VANGUARD INDEX FDS SMALL CP ETF 4M 16K –
SPDR SER TR PORTFOLIO INTRMD 4M 108K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 13K –
APPLE INC COM 3M 14K –
ALPHABET INC CAP STK CL A 3M 15K –
AMAZON COM INC COM 3M 13K –
BROADCOM INC COM 2M 2K –
NVIDIA CORPORATION COM 2M 18K –
SPDR SER TR NYSE TECH ETF 2M 11K –
ISHARES TR CORE MSCI EAFE 2M 30K –
TESLA INC COM 2M 10K –
JPMORGAN CHASE & CO. COM 2M 9K –
SPDR SER TR PORTFOLIO S&P500 2M 29K –
UNITEDHEALTH GROUP INC COM 2M 3K –
WALMART INC COM 2M 23K –
VISA INC COM CL A 1M 6K –
ISHARES TR CORE S&P500 ETF 1M 3K –
ISHARES TR SELECT DIVID ETF 1M 12K –
ASML HOLDING N V N Y REGISTRY SHS 1M 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 27K –
CINTAS CORP COM 1M 2K –
PEPSICO INC COM 1M 7K –
MCDONALDS CORP COM 1M 5K –
COSTCO WHSL CORP NEW COM 1M 1K –
EA SERIES TRUST ALPHA ARCH 1-3 1M 10K –
ISHARES TR MSCI EMG MKT ETF 1M 25K –
WILLIAMS COS INC COM 1M 24K –
MASTERCARD INCORPORATED CL A 1M 2K –
THERMO FISHER SCIENTIFIC INC COM 999K 2K –
ISHARES TR IBOXX HI YD ETF 996K 13K –
SPDR SER TR PRTFLO S&P500 GW 993K 12K –
MERCK & CO INC COM 959K 8K –
LOCKHEED MARTIN CORP COM 928K 2K –
HOME DEPOT INC COM 914K 3K –
T-MOBILE US INC COM 888K 5K –
AT&T INC COM 877K 46K –
PROCTER AND GAMBLE CO COM 862K 5K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 857K 17K –
INTERNATIONAL PAPER CO COM 844K 20K –
ISHARES TR 0-5YR HI YL CP 834K 20K –
CHEVRON CORP NEW COM 811K 5K –
DIMENSIONAL ETF TRUST US LARGE CAP VEC 789K 13K –
ADOBE INC COM 786K 1K –
ALTRIA GROUP INC COM 718K 16K –
TRANE TECHNOLOGIES PLC SHS 712K 2K –
META PLATFORMS INC CL A 700K 1K –
DISNEY WALT CO COM 699K 7K –
PRINCIPAL FINANCIAL GROUP IN COM 690K 9K –
PHILIP MORRIS INTL INC COM 680K 7K –
CISCO SYS INC COM 655K 14K –
ONEOK INC NEW COM 652K 8K –
VANGUARD WORLD FD MEGA GRWTH IND 651K 2K –
AMGEN INC COM 649K 2K –
NXP SEMICONDUCTORS N V COM 637K 2K –
ABBVIE INC COM 627K 4K –
ISHARES TR RUS 1000 GRW ETF 612K 2K –
NEXTERA ENERGY INC COM 597K 8K –
ARES CAPITAL CORP COM 594K 28K –
VANGUARD INDEX FDS MCAP GR IDXVIP 593K 3K –
ISHARES TR CORE TOTAL USD 580K 13K –
OMEGA HEALTHCARE INVS INC COM 555K 16K –
SONOCO PRODS CO COM 550K 11K –
DHT HOLDINGS INC SHS NEW 540K 47K –
EOG RES INC COM 539K 4K –
ALPS ETF TR ALERIAN MLP 534K 11K –
HCA HEALTHCARE INC COM 531K 2K –
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 529K 9K –
SCHWAB STRATEGIC TR US LCAP GR ETF 519K 5K –
ROPER TECHNOLOGIES INC COM 507K 899 –
KENVUE INC COM 506K 28K –
VANGUARD INDEX FDS MCAP VL IDXVIP 498K 3K –
EXXON MOBIL CORP COM 488K 4K –
NORTHROP GRUMMAN CORP COM 487K 1K –
FS KKR CAP CORP COM 484K 25K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 483K 6K –
QUANTA SVCS INC COM 462K 2K –
VANGUARD WORLD FD MEGA CAP VAL ETF 459K 4K –
SOUTHERN CO COM 457K 6K –
AMERICAN WTR WKS CO INC NEW COM 456K 4K –
VALERO ENERGY CORP COM 454K 3K –
UNILEVER PLC SPON ADR NEW 445K 8K –
VICI PPTYS INC COM 444K 16K –
PIMCO ETF TR ENHAN SHRT MA AC 435K 4K –
SCHWAB STRATEGIC TR 1000 INDEX ETF 419K 8K –
S&P GLOBAL INC COM 418K 937 –
CME GROUP INC COM 411K 2K –
MARATHON PETE CORP COM 409K 2K –
ZOETIS INC CL A 408K 2K –
SYNOPSYS INC COM 396K 666 –
ISHARES INC CORE MSCI EMKT 382K 7K –
AMERICAN TOWER CORP NEW COM 369K 2K –
STARWOOD PPTY TR INC COM 369K 19K –
PROLOGIS INC. COM 368K 3K –
PARKER-HANNIFIN CORP COM 365K 721 –
SALESFORCE INC COM 361K 1K –
ISHARES TR RUS MDCP VAL ETF 358K 3K –
NOVO-NORDISK A S ADR 353K 2K –
ISHARES TR RUSEL 2500 ETF 345K 6K –
VERIZON COMMUNICATIONS INC COM 333K 8K –
ADAMS DIVERSIFIED EQUITY FD COM 332K 15K –
SCHWAB STRATEGIC TR US BRD MKT ETF 328K 5K –
ISHARES TR US TREAS BD ETF 325K 14K –
ISHARES TR MSCI USA QLT FCT 325K 2K –
ISHARES TR 1 3 YR TREAS BD 324K 4K –
COCA COLA CO COM 319K 5K –
FIFTH THIRD BANCORP COM 314K 9K –
ISHARES TR S&P 500 GRWT ETF 314K 3K –
ISHARES TR JPMORGAN USD EMG 310K 4K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 297K 7K –
LINDE PLC SHS 297K 677 –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 293K 6K –
METLIFE INC COM 289K 4K –
CINCINNATI FINL CORP COM 289K 2K –
KLA CORP COM NEW 289K 350 –
SPDR SER TR PRTFLO S&P500 VL 288K 6K –
BLACKROCK ETF TRUST US EQT FACTOR 286K 6K –
AMERICAN ELEC PWR CO INC COM 277K 3K –
VERTEX PHARMACEUTICALS INC COM 273K 582 –
VANGUARD STAR FDS VG TL INTL STK F 248K 4K –
TJX COS INC NEW COM 245K 2K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 244K 5K –
ISHARES TR CORE US AGGBD ET 242K 2K –
CSX CORP COM 238K 7K –
DUKE ENERGY CORP NEW COM NEW 231K 2K –
ALPHABET INC CAP STK CL C 227K 1K –
GENERAL MLS INC COM 222K 4K –
SPDR S&P 500 ETF TR TR UNIT 220K 404 –
PAYCHEX INC COM 217K 2K –
VANGUARD INDEX FDS SML CP GRW ETF 213K 853 –
CAPITAL ONE FINL CORP COM 213K 2K –
DOMINION ENERGY INC COM 212K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 208K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 208K 684 –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 202K 4K –