SALEM PARTNERS ADVISORS LLC DBA SALEM PARTNERS WEALTH MANAGEMENT
SALEM PARTNERS ADVISORS, LLC Legal Name
Adviser information for SALEM PARTNERS ADVISORS LLC DBA SALEM PARTNERS WEALTH MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 189 | $360.5M |
| Non-Discretionary | 0 | $0 |
| Total | 189 | $360.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 37 | $360.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $338,605 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-63354 |
|---|---|
| SEC ERA File Number | 801-63354 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131359 |
| Legal Entity Identifier | None |
Principal Office
11111 SANTA MONICA BLVDSUITE 2250
LOS ANGELES
CA
United States
Monday - Friday, 8 AM - 6 PM
Tel: 310-806-4200, Fax: 310-806-4212
Websites
Chief Compliance Officer
GOLI KAMANGAR
COO, CCO
11111 SANTA MONICA BLVD.
SUITE #2250
LOS ANGELES
CA
United States
Tel:
310-806-4213
Fax:
310-806-4212
G********@****************M
(Full email address available in API data)
Regulatory Contact
JOHN DYETT
MEMBER
11111 SANTA MONICA BLVD.
SUITE 2250
LOS ANGELES
CA
United States
Tel:
310-806-4200
Fax:
310-806-4212
J*****@****************M
(Full email address available in API data)
Industry Affiliates
| SALEM PARTNERS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROUGH, STEPHEN, MICHAEL | Individual | – | FOUNDER | 04/2004 | < 5% |
| DYETT, JOHN, HATHAWAY | Individual | – | FOUNDER | 04/2004 | < 5% |
| KAMANGAR, GOLI, NMN | Individual | – | COO, CCO | 10/2006 | < 5% |
| SALEM PARTNERS HOLDINGS, LLC | Domestic Entity | – | MEMBER | 04/2008 | > 75% |
| HOULIHAN, BRENDAN, DEVON | Individual | SALEM PARTNERS HOLDINGS, LLC | CLASS B MEMBER | 04/2008 | |
| THE BERTI PROUGH TRUST | Domestic Entity | SALEM PARTNERS HOLDINGS, LLC | CLASS A MEMBER | 04/2008 | 25-50% |
| THE DYETT FAMILY TRUST | Domestic Entity | SALEM PARTNERS HOLDINGS, LLC | CLASS A MEMBER | 04/2008 | 25-50% |
| WITTE, WILLIAM, BENSON | Individual | – | PRESIDENT | 05/2012 | < 5% |
| KAMANGAR, GOLI, NMN | Individual | SALEM PARTNERS HOLDINGS, LLC | CLASS C MEMBER | 02/2016 | |
| SMITH, CALEB, EUGENE | Individual | SALEM PARTNERS HOLDINGS, LLC | CLASS C MEMBER | 02/2016 | |
| PROUGH, STEPHEN, MICHAEL | Individual | SALEM PARTNERS HOLDINGS, LLC | TRUSTEE OF THE BERTI PROUGH TRUST 02/03/2005 | 04/2008 | |
| DYETT, JOHN, HATHAWAY | Individual | SALEM PARTNERS HOLDINGS, LLC | TRUSTEE OF THE DYETT FAMILY TRUST 11/09/2004 | 04/2008 | |
| RIDGLEY, ERIK, D | Individual | – | CEO, CIO | 02/2018 | < 5% |