SNOW FINANCIAL MANAGEMENT, LLC

Adviser information for SNOW FINANCIAL MANAGEMENT, LLC last updated from Form ADV on March 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	155	$89.1M
Non-Discretionary	0	$0
Total	155	$89.1M

Clients

Type	Number	RAUM
Individuals	18	$4.6M
HNW Individuals	38	$84.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-63360
SEC ERA File Number	801-63360
SEC CIK Numbers	None
SEC CRD Numbers	131068
Legal Entity Identifier	None

Principal Office

423 JOBS LANE
WATERMILL
NY
United States

Monday - Friday, 9AM -5PM

Tel: 631-537-5033, Fax: 631-237-4863

Websites

www.snowfinancialmanagement.com

Chief Compliance Officer

MARK SNOW

CHIEF COMPLIANCE OFFICER

423 JOBS LANE

WATERMILL

United States

Tel: 631-537-5033

Fax: 631-237-4863

M********@**********************M

(Full email address available in API data)

Regulatory Contact

MICHAEL SNOW

OWNER