PIER CAPITAL, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	11
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	21	$719.6M
Non-Discretionary	0	$0
Total	21	$719.6M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	5	$15.0M
Banking or thrift institutions	0	$0
Investment companies	2	$135.3M
Business development companies	0	$0
Pooled investment vehicles	1	$31.6M
Pension and profit sharing plans	<5	$27.2M
Charitable organizations	5	$169.3M
State or municipal gov entities	<5	$32.2M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	<5	$309.0M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	6
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	1.2M
Both for Same	0

Portfolio Manager to Program	Sponsor
DUAL CONTRACT ADV	ROBERT W. BAIRD & CO. INCORPORATED

Identifiers

SEC RIA File Number	801-63390
SEC ERA File Number	801-63390
SEC CIK Numbers	1310051
SEC CRD Numbers	131212
Legal Entity Identifier	2549001TJTQYPPNJBU40

Principal Office

600 SUMMER STREET
SUITE 203
STAMFORD
CT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic