STRAIGHTLINE
STRAIGHTLINE GROUP, LLC Legal Name
Adviser information for STRAIGHTLINE last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,218 | $1.1B |
| Non-Discretionary | 426 | $52.3M |
| Total | 5,644 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,154 | $495.1M |
| HNW Individuals | 449 | $624.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 3 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 111 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshopsCONSULTATIONS |
|---|---|
| Compensation | % of AUMFixed feesINSURANCE COMMISSIONS |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-63408 |
|---|---|
| SEC ERA File Number | 801-63408 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127401 |
| Legal Entity Identifier | None |
Principal Office
165 KIRTS BLVD.STE 100
TROY
MI
United States
Monday - Friday, 8AM-6PM
Tel: 248-269-8366, Fax: 248-269-8390
Chief Compliance Officer
DORIS C. KARRAS
165 KIRTS BLVD.
SUITE 100
TROY
MI
United States
Tel:
248-269-8366
Fax:
248-269-8390
D******@***************M
(Full email address available in API data)
Regulatory Contact
BETHANY W. MOSSHART
CHIEF OPERATING OFFICER
165 KIRTS BLVD
SUITE 100
TROY
MI
United States
Tel:
248-269-8366
Fax:
248-269-8390
B********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOSSHART, BETHANY, WINTERBOTTOM | Individual | – | CHIEF OPERATING OFFICER/DIRECTOR OF ADMINISTRATION | 02/2020 | < 5% |
| KARRAS, DORIS, CATHERINE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2006 | < 5% |
| BISARO, MICHAEL, FRED | Individual | – | PRESIDENT AND CEO | 02/2020 | > 75% |
| RICKEY, ROBERT, THOMAS | Individual | – | CHIEF GROWTH OFFICER | 07/2023 | < 5% |