ELLIOTT COVE CAPITAL MANAGEMENT
ELLIOTT COVE CAPITAL MANAGEMENT LLC Legal Name
Adviser information for ELLIOTT COVE CAPITAL MANAGEMENT last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 922 | $267.9M |
| Non-Discretionary | 0 | $0 |
| Total | 922 | $267.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 618 | $78.9M |
| HNW Individuals | 21 | $48.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 60 | $112.2M |
| Charitable organizations | 5 | $1.6M |
| State or municipal gov entities | <5 | $1.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $25.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-63436 |
|---|---|
| SEC ERA File Number | 801-63436 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123636 |
| Legal Entity Identifier | None |
Principal Office
1000 SECOND AVENUESUITE 1440
SEATTLE
WA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 206-267-2683, Fax: 206-267-1967
Chief Compliance Officer
RALPH D. CHIOCCO JR.
PRESIDENT & CHIEF COMPLIANCE OFFICER
1000 SECOND AVENUE
SUITE 1440
SEATTLE
WA
United States
Tel:
206-267-2683
Fax:
206-267-1967
R*******@**************M
(Full email address available in API data)
Regulatory Contact
NIKKI WHITTLE
OPERATIONS MANAGER
1000 SECOND AVENUE
SUITE 1440
SEATTLE
WA
United States
Tel:
2062672683
N*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHIOCCO, RALPH, DOMINICK | Individual | – | MANAGER - PRESIDENT & CHIEF COMPLIANCE OFFICER | 11/2016 | > 75% |