ASPEN CAPITAL MANAGEMENT
Adviser information for ASPEN CAPITAL MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 37 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,424 | $1.0B |
| Total | 1,424 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 84 | $45.5M |
| HNW Individuals | 188 | $902.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $62.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-63437 |
|---|---|
| SEC ERA File Number | 801-63437 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119050 |
| Legal Entity Identifier | None |
Principal Office
101 S CAPITOL BLVDSUITE 610
BOISE
ID
United States
Monday - Friday, 9-4
Tel: 208-345-0174, Fax: 208-345-0174
Chief Compliance Officer
MIKE MERS
MEMBER, CEO, LEAD ADVISOR
101 S CAPITOL BLVD
SUITE 610
BOISE
ID
United States
Tel:
208-345-0174
Fax:
208-345-0174
M***@*******************M
(Full email address available in API data)
Regulatory Contact
RACHEL RANT
DIRECTOR OF OPERATIONS
101 S CAPITOL BLVD
SUITE 610
BOISE
ID
United States
Tel:
2083450174
Fax:
2083914547
R*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MERS, MIKE, SEAN | Individual | – | MEMBER - CHIEF COMPLIANCE OFFICER | 01/2002 | > 75% |
| DOW, KATHERINE, GRACE | Individual | – | MEMBER | 01/2023 | 10-25% |
| rant, rachel, anne | Individual | – | MEMBER | 01/2023 | 5-10% |