POLARIS ADVISORS, LLC
Adviser information for POLARIS ADVISORS, LLC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 289 | $133.0M |
| Non-Discretionary | 58 | $42.8M |
| Total | 347 | $175.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $40.9M |
| HNW Individuals | 34 | $107.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $760,101 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $26.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-63453 |
|---|---|
| SEC ERA File Number | 801-63453 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127217 |
| Legal Entity Identifier | None |
Principal Office
615 CONCORD ST.SUITE 5
FRAMINGHAM
MA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: (508) 481-2299, Fax: (508) 655-4066
Websites
Chief Compliance Officer
FREDRIC E. WELDON
MANAGING MEMBER
615 CONCORD ST.
SUITE 5
FRAMINGHAM
MA
United States
Tel:
(508) 481-2299
Fax:
(508) 655-4066
R**@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELDON, FREDRIC, EDWARD | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 05/2003 | > 75% |