ZEBRA CAPITAL MANAGEMENT, LLC

Adviser information for ZEBRA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $3.2M
Non-Discretionary 0 $0
Total 2 $3.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $3.2M
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehiclesADVISORY SERVICES TO BUSINESS PURPOSE ACCOUNTS
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-63475
SEC ERA File Number 801-63475
SEC CIK Numbers 1316915
SEC CRD Numbers 126285
Legal Entity Identifier 549300HPKQ1MJS1B1Z11

Principal Office

2187 ATLANTIC STREET
4TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 203-701-5900, Fax: 203-878-1113

Chief Compliance Officer

KEVIN J. LAKE
GENERAL COUNSEL
2187 ATLANTIC STREET
4TH FLOOR
STAMFORD
CT
United States
Tel: 203-701-5900
Fax: 203-878-1113
(Full email address available in API data)

Regulatory Contact

JOHN J. HOLMGREN, JR.
PRESIDENT
2187 ATLANTIC STREET
4TH FLOOR
STAMFORD
CT
United States
Tel: 203-701-5900
Fax: 203-878-1113
(Full email address available in API data)

Industry Affiliates

GHI GLOBAL ADVISORY PARTNERS, E.A.F., S.L. Other investment adviser, including financial planners
KEVIN J. LAKE Lawyer or law firmReal estate broker or dealer
ZEBRA ADVISORS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
IBBOTSON, ROGER, GLENN Individual MANAGING MEMBER; CLASS A 09/2001 > 75%
HOLMGREN, JOHN, J Individual PRESIDENT; MANAGING MEMBER; CLASS B 10/2011 < 5%
LAKE, KEVIN, J Individual CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL 07/2015 < 5%

No. Employees, Historic

20100201920202021202220232024202513 on 5/21/201913 on 3/30/202013 on 5/26/202013 on 8/14/202011 on 3/31/202110 on 3/31/202210 on 3/31/20239 on 3/28/2024

RAUM, Historic

400M200M02019202020212022202320242025369365025 on 5/21/2019252643269 on 3/30/2020252643269 on 5/26/2020252643269 on 8/14/202090897359 on 3/31/202183883681 on 3/31/202238119356 on 3/31/20233152464 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420255 on 5/21/20194 on 3/30/20204 on 5/26/20204 on 8/14/20201 on 3/31/20212 on 3/31/20221 on 3/31/20231 on 3/28/2024

Holdings

From latest 13F, filed May 15th, 2023 for period ending March 31st, 2023
Name Class Value $USD # Shares Private Fund
ACADIA PHARM COM 218 12K
ACTAVIS PLC COMMON STOCK COM 564 25K
ADVANCED ENERGY INDS INC COM S COM 495 5K
ALARM.COM HOLDINGS INC COM 219 4K
ALFACELL CORP COM STK COM 106 12K
ALKERMES INC COM STK COM 512 18K
AMICUS THERAPEUTICS INC COM 137 12K
AMKOR TECHNOLOGY INC COM STK COM 636 24K
ATLANTICUS HOLDINGS CORP COM 267 10K
BERRY PETE CO CL A COM S COM 85 11K
CASUAL MALE RETAIL GROUP INC C COM 60 11K
CAVCO INDUSTRIES COM 279 878
CHORD ENERGY GROUP COM 368 3K
CIVITAS SOLUTIONS INC COM 360 5K
COCA COLA BOTTLING CO CONS COM COM 321 600
COMMVAULT SYSTEMS INC COM 207 4K
CORVEL CORP COM STK COM 330 2K
CRESCENT ENERGY COMPANY COM 291 26K
CSG SYSTEMS INTERNATIONAL INC COM 293 5K
CUMULUS MEDIA INC CL A COM S COM 62 17K
CVR ENERGY INC COM STK COM 696 21K
DASEKE INC COM 152 20K
DELUXE CORP COM STK COM 177 11K
DIODES INC COM STK COM 528 6K
DULUTH HOLDINGS INC COM 65 10K
E.W. SCRIPPS COMPANY (NEW)(OLD COM 250 27K
GMS INC COM 445 8K
GOLFSMITH INTL HLDGS INC COM S COM 258 5K
HALOZYME THERAPEUTICS INC COM COM 256 7K
HOME POINT CAPITAL INC COM 55 28K
HORIZON BANCORP IND COM STK COM 127 11K
HUB GROUP INC CL A COM S COM 409 5K
INFORMATION SERVICES GROUP COM 73 14K
INGLES MKTS INC CL A COM S COM 295 3K
INNOVAGE HOLD CORP COM 510 64K
INTERFACE INC CL A COM S COM 104 13K
KELLY SERVICES INC CL A COM S COM 414 25K
KRONOS WORLDWIDE INC COM STK COM 120 13K
LIFETIME BRANDS INC COM STK COM 82 14K
MERCHANTS BANCORP COM 255 10K
MGE ENERGY INC COM STK COM 282 4K
MOTOROLA MOBILITY HOLDINGS COM 273 8K
NATIONAL WESTERN LIFE INSURANC COM 320 1K
NEWMARK GROUP INC COM 471 67K
OFFICE DEPOT INC COM STK COM 592 13K
ONEBEACON INSURANCE GROUP LTD COM 54 13K
ONEWATER MARINE INC COM 223 8K
ORTHOFIX INTERNATIONAL NV COM COM 200 12K
OTTER TAIL CORP COM STK COM 560 8K
PACTIV EVERGREEN INC COM 188 24K
PATRICK INDS INC COM STK COM 570 8K
PATTERSON CO COM 626 23K
PC CONNECTION INC COM STK COM 658 15K
POTLATCH HOLDINGS INC COM COM 280 6K
PTC THERAPEUTICS INC COM 320 7K
RADIANT LOGISTICS INC COM 115 18K
RIBBON COMMUNICATIONS INC COM 196 57K
RIMINI STREET INC COM 101 25K
RPC INC COM STK COM 152 20K
RUSH ENTERPRISES INCCL A COM S COM 580 11K
RYERSON INC CASH MERGE COM 374 10K
SCANSOURCE INC COM STK COM 293 10K
UNIVERSAL FST PRODS INC COM ST COM 628 8K
VIR BIOTECHNOLOGY INC COM 631 27K
WEIS MARKETS INC COM STK COM 244 3K