MUNDOVAL CAPITAL MANAGEMENT, INC.
Adviser information for MUNDOVAL CAPITAL MANAGEMENT, INC. last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 78 | $65.9M |
| Non-Discretionary | 0 | $0 |
| Total | 78 | $65.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $2.6M |
| HNW Individuals | 24 | $30.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $25.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $3.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $3.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-63477 |
|---|---|
| SEC ERA File Number | 801-63477 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132553 |
| Legal Entity Identifier | None |
Principal Office
7855 IVANHOE AVENUE SUITE 210LA JOLLA
CA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 858-454-4837, Fax: 858-454-4774
Websites
Chief Compliance Officer
NATALIE MCINTOSH
CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER
7855 IVANHOE AVENUE SUITE 210
LA JOLLA
CA
United States
Tel:
(858) 454-4837
Fax:
(858)454-4774
N******@***********M
(Full email address available in API data)
Regulatory Contact
ARTHUR Q. JOHNSON
PRESIDENT & CEO
7855 IVANHOE AVE. SUITE 210
LA JOLLA
CA
United States
Tel:
858-454-4837
Fax:
858-454-4774
A**@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, ARTHUR, QUICKE | Individual | – | PRESIDENT & CEO | 08/2002 | > 75% |
| MCINTOSH, NATALIE, GUMINA | Individual | – | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 05/2006 | 10-25% |