PRUDENT INVESTOR ADVISORS, LLC
Adviser information for PRUDENT INVESTOR ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 99 | $83.6M |
| Non-Discretionary | 38 | $1.2B |
| Total | 137 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 78 | $29.3M |
| HNW Individuals | 16 | $42.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $123.6M |
| Pension and profit sharing plans | 35 | $627.9M |
| Charitable organizations | <5 | $7.4M |
| State or municipal gov entities | <5 | $410.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-63481 |
|---|---|
| SEC ERA File Number | 801-63481 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121922 |
| Legal Entity Identifier | None |
Principal Office
101 PARKSHORE DRIVE, SUITE 100FOLSOM
CA
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 866-446-1848, Fax: 707-822-5657
Chief Compliance Officer
JEFFREY B. COONTZ
MEMBER
101 PARKSHORE DRIVE, SUITE 100
FOLSOM
CA
United States
Tel:
866-446-1848
Fax:
707-822-5657
J******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLEN, GARY, KEITH | Individual | – | MEMBER | 05/2007 | 50-75% |
| COONTZ, JEFFREY, BRIAN | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 05/2007 | 50-75% |