CAPITAL ADVISERS, INC.
Adviser information for CAPITAL ADVISERS, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 45 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,200 | $560.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,200 | $560.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 510 | $270.0M |
| HNW Individuals | 30 | $40.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 84 | $50.0M |
| Charitable organizations | 19 | $45.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $140.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $15.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-63487 |
|---|---|
| SEC ERA File Number | 801-63487 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118442 |
| Legal Entity Identifier | None |
Principal Office
100 EAST SIX FORKS ROAD, SUITE 250RALEIGH
NC
United States
Monday - Friday, 9:00 - 5:00
Tel: 919-865-1930, Fax: 919-863-2391
Websites
Chief Compliance Officer
STEVEN BLAIR WILSON
PRESIDENT AND CHIEF COMPLIANCE OFFICER
100 EAST SIX FORKS ROAD, SUITE 250
RALEIGH
NC
United States
Tel:
919-865-1930
Fax:
919-863-2391
S******@*********************M
(Full email address available in API data)
Industry Affiliates
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| CAPITAL INVESTMENT BROKERAGE, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CAPITAL INVESTMENT COUNSEL INC | Other investment adviser, including financial planners |
| CAPITAL INVESTMENT GROUP, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRYANT, RICHARD, KING | Individual | – | INDIRECT OWNER | 01/1997 | 50-75% |
| WILSON, STEVEN, BLAIR | Individual | – | OWNER, PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 01/2022 | 50-75% |
| Rollinson, William, J. | Individual | – | PRINCIPAL AND EXECUTIVE VICE PRESIDENT | 12/2020 | < 5% |