ABSOLUTE INVESTMENT ADVISERS, LLC
Adviser information for ABSOLUTE INVESTMENT ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $1.6B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $37.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
82 SOUTH BARRETT SQUARESUITE 2G
ROSEMARY BEACH
FL
United States
Monday - Friday, 9:30A.M. - 4:30P.M.
Tel: 781-740-1904, Fax: 781-740-1904
Chief Compliance Officer
DAVID FAHERTY
GENERAL COUNSEL
383 CENTRAL AVENUE
SUITE 259
DOVER
NH
United States
Tel:
781-740-1904, EXT 209
Fax:
781-740-1917
D*******@*******************M
(Full email address available in API data)
Industry Affiliates
| AIA FINN ASSOCIATES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ABSOLUTE FINN INVESTMENT PARTNERS, L.P. | Hedge Fund | $37.1M | $0.5M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HLIDEK, BRIAN, DRAKE | Individual | – | MANAGING MEMBER, SALES AND MARKETING | 07/2004 | 10-25% |
| COMPSON, JAMES, PHILLIP | Individual | – | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | 07/2004 | 25-50% |
| WARD, CHRISTOPHER, ALLEN | Individual | – | MEMBER, SALES AND MARKETING | 07/2004 | 10-25% |
| WANNAMAKER, WHITFIELD, CLAUDE | Individual | – | MEMBER | 09/2006 | 10-25% |
| FAHERTY, DAVID, LONG | Individual | – | MEMBER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 02/2018 | 5-10% |
| KRISTIAN, NEIL, HOWARD | Individual | – | MEMBER, CHIEF OPERATIONS OFFICER | 09/2005 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACCURAY INC DEL | NOTE 3.750% 6/0 | 9M | 11M | – |
| ALARM COM HLDGS INC | NOTE 1/1 | 8M | 9M | – |
| ALTAIR ENGR INC | NOTE 1.750% 6/1 | 12M | 8M | – |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 14M | 11M | – |
| BANDWIDTH INC | NOTE 0.250% 3/0 | 2M | 2M | – |
| BANDWIDTH INC | NOTE 0.500% 4/0 | 5M | 7M | – |
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 11M | 13M | – |
| BOX INC | NOTE 1/1 | 8M | 7M | – |
| CENTURY ALUM CO | NOTE 2.750% 5/0 | 3M | 2M | – |
| CHEFS WHSE INC | NOTE 2.375%12/1 | 8M | 7M | – |
| CHEGG INC | NOTE 9/0 | 4M | 5M | – |
| CONFLUENT INC | NOTE 1/1 | 6M | 7M | – |
| CONMED CORP | NOTE 2.250% 6/1 | 10M | 11M | – |
| CRACKER BARREL OLD CTRY STOR | NOTE 0.625% 6/1 | 9M | 10M | – |
| ARTIVION INC | NOTE 4.250% 7/0 | 7M | 6M | – |
| CUTERA INC | NOTE 2.250% 6/0 | 579K | 3M | – |
| DIGITALOCEAN HLDGS INC | NOTE 12/0 | 8M | 9M | – |
| DROPBOX INC | NOTE 3/0 | 9M | 10M | – |
| ENCORE CAP GROUP INC | NOTE 4.000% 3/1 | 9M | 10M | – |
| ENVESTNET INC | NOTE 2.625%12/0 | 12M | 11M | – |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 9M | 11M | – |
| FASTLY INC | NOTE 3/1 | 8M | 9M | – |
| FIVERR INTL LTD | NOTE 11/0 | 6M | 6M | – |
| GOPRO INC | NOTE 1.250%11/1 | 6M | 6M | – |
| GOSSAMER BIO INC | NOTE 5.000% 6/0 | 2M | 4M | – |
| GREEN PLAINS INC | NOTE 2.250% 3/1 | 8M | 9M | – |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 11M | 10M | – |
| GUESS INC | NOTE 3.750% 4/1 | 7M | 7M | – |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 12M | 11M | – |
| IMAX CORP | NOTE 0.500% 4/0 | 11M | 12M | – |
| IMPINJ INC | NOTE 1.125% 5/1 | 14M | 9M | – |
| INFINERA CORP | NOTE 2.500% 3/0 | 15M | 14M | – |
| INOTIV INC | NOTE 3.250%10/1 | 796K | 2M | – |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 19M | 13M | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 11M | 7M | – |
| ITRON INC | NOTE 3/1 | 10M | 10M | – |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 6M | 6M | – |
| JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 9M | 10M | – |
| LCI INDS | NOTE 1.125% 5/1 | 8M | 8M | – |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 13M | 11M | – |
| LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 11M | 10M | – |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 10M | 11M | – |
| MGP INGREDIENTS INC NEW | NOTE 1.875%11/1 | 6M | 6M | – |
| MAGNITE INC | NOTE 0.250% 3/1 | 7M | 8M | – |
| MANNKIND CORP | NOTE 2.500% 3/0 | 5M | 4M | – |
| MESA LABS INC | NOTE 1.375% 8/1 | 7M | 8M | – |
| MITEK SYS INC | NOTE 0.750% 2/0 | 5M | 6M | – |
| NCL CORP LTD | NOTE 1.125% 2/1 | 6M | 6M | – |
| NORTHERN OIL & GAS INC | NOTE 3.625% 4/1 | 6M | 5M | – |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 7M | 7M | – |
| ORMAT TECHNOLOGIES INC | NOTE 2.500% 7/1 | 13M | 13M | – |
| PATRICK INDS INC | NOTE 1.750%12/0 | 13M | 11M | – |
| PETIQ INC | NOTE 4.000% 6/0 | 10M | 9M | – |
| POST HLDGS INC | NOTE 2.500% 8/1 | 6M | 5M | – |
| PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 11M | 10M | – |
| PROS HOLDINGS INC | NOTE 2.250% 9/1 | 10M | 10M | – |
| Q2 HLDGS INC | NOTE 0.750% 6/0 | 4M | 4M | – |
| Q2 HLDGS INC | NOTE 0.125%11/1 | 5M | 6M | – |
| RAPID7 INC | NOTE 0.250% 3/1 | 6M | 7M | – |
| REDFIN CORP | NOTE 0.500% 4/0 | 2M | 4M | – |
| SSR MINING IN | NOTE 2.500% 4/0 | 5M | 6M | – |
| SEMTECH CORP | NOTE 1.625%11/0 | 8M | 8M | – |
| SMART GLOBAL HLDGS INC | NOTE 2.250% 2/1 | 9M | 7M | – |
| STRIDE INC | NOTE 1.125% 9/0 | 12M | 9M | – |
| UPWORK INC | NOTE 0.250% 8/1 | 9M | 10M | – |
| VAREX IMAGING CORP | NOTE 4.000% 6/0 | 5M | 5M | – |
| VEECO INSTRS INC DEL | NOTE 2.875% 6/0 | 13M | 8M | – |
| VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 8M | 8M | – |
| VERITONE INC | NOTE 1.750%11/1 | 1M | 4M | – |
| WAYFAIR INC | NOTE 3.250% 9/1 | 6M | 5M | – |
| WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 5M | 5M | – |
| WOLFSPEED INC | NOTE 0.250% 2/1 | 3M | 5M | – |
| WORKIVA INC | NOTE 1.125% 8/1 | 10M | 9M | – |
| XOMETRY INC | NOTE 1.000% 2/0 | 8M | 11M | – |